We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
176
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.91M 0.13%
39,667
+1,435
+4% +$68.5K
HDV
177
iShares Core High Dividend ETF
HDV
$14.8B
$1.9M 0.13%
80,905
-27,175
-25% -$622K
SGOV icon
178
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$1.89M 0.13%
18,735
+2,532
+16% +$255K
KMI icon
179
Kinder Morgan
KMI
$68.7B
$1.88M 0.13%
85,196
-60,591
-42% -$1.28M
SPYD icon
180
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.71B
$1.86M 0.13%
40,655
+13,249
+48% +$575K
IGIB icon
181
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.85M 0.13%
34,394
-40,845
-54% -$2.15M
GSUS icon
182
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$1.84M 0.13%
23,339
-1,916
-8% -$146K
FM
183
DELISTED
iShares Frontier and Select EM ETF
FM
$1.78M 0.12%
64,676
+3,958
+7% +$109K
QMAR icon
184
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$1.77M 0.12%
61,806
-40,753
-40% -$1.14M
IWR icon
185
iShares Russell Mid-Cap ETF
IWR
$57.5B
$1.76M 0.12%
19,928
+1,588
+9% +$134K
TLTW icon
186
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.84B
$1.75M 0.12%
64,808
+33,138
+105% +$879K
BAC icon
187
Bank of America
BAC
$442B
$1.75M 0.12%
44,069
-3,399
-7% -$136K
VTEB icon
188
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.74M 0.12%
33,959
-496
-1% -$25.1K
EMB icon
189
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.7M 0.12%
18,128
+4,118
+29% +$375K
MPC icon
190
Marathon Petroleum
MPC
$83.7B
$1.69M 0.12%
10,403
+8,020
+337% +$1.36M
SYY icon
191
Sysco
SYY
$40.3B
$1.67M 0.12%
21,375
+701
+3% +$52.7K
DIS icon
192
Walt Disney
DIS
$181B
$1.66M 0.12%
17,235
-2,046
-11% -$188K
AAAU icon
193
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.64M 0.11%
62,852
-3,775
-6% -$92.5K
PRU icon
194
Prudential Financial
PRU
$41.8B
$1.63M 0.11%
13,489
-1,341
-9% -$159K
DEM icon
195
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.62M 0.11%
36,824
-1,172
-3% -$50.8K
AMD icon
196
Advanced Micro Devices
AMD
$789B
$1.59M 0.11%
9,721
-303
-3% -$46K
COP icon
197
ConocoPhillips
COP
$141B
$1.59M 0.11%
15,074
-996
-6% -$109K
EFA icon
198
iShares MSCI EAFE ETF
EFA
$80.2B
$1.55M 0.11%
18,555
+1,501
+9% +$121K
LCTU icon
199
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.53M 0.11%
24,358
-1,096
-4% -$66.2K
F icon
200
Ford
F
$55.7B
$1.53M 0.11%
144,659
-7,003
-5% -$80.1K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.