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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOL icon
176
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$1.9M 0.13%
100,132
+2,838
+3% +$56.3K
MINT icon
177
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.89M 0.13%
18,838
+248
+1% +$24.9K
FXR icon
178
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.89M 0.13%
25,854
+1,306
+5% +$87.7K
AVGO icon
179
Broadcom
AVGO
$2.04T
$1.88M 0.13%
14,210
-1,700
-11% -$211K
GSUS icon
180
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$1.85M 0.13%
25,735
+4,347
+20% +$298K
ESGU icon
181
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.83M 0.13%
15,955
-26,741
-63% -$2.93M
SPYG icon
182
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.82M 0.12%
24,850
-2,015
-8% -$140K
SHM icon
183
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.81M 0.12%
38,175
-77
-0.2% -$3.67K
PRU icon
184
Prudential Financial
PRU
$41.8B
$1.78M 0.12%
15,123
+4,212
+39% +$454K
DEO icon
185
Diageo
DEO
$53.6B
$1.77M 0.12%
11,904
+528
+5% +$77.3K
TSLA icon
186
Tesla
TSLA
$1.3T
$1.77M 0.12%
10,064
+1,472
+17% +$288K
BAC icon
187
Bank of America
BAC
$442B
$1.76M 0.12%
46,408
+130
+0.3% +$4.46K
FM
188
DELISTED
iShares Frontier and Select EM ETF
FM
$1.73M 0.12%
60,547
+922
+2% +$24.8K
PSX icon
189
Phillips 66
PSX
$81.4B
$1.72M 0.12%
10,513
-235
-2% -$33.9K
QTEC icon
190
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.71M 0.12%
8,988
+490
+6% +$90.5K
ONON icon
191
On Holding
ONON
$12.5B
$1.71M 0.12%
48,321
+20,047
+71% +$613K
SMH icon
192
VanEck Semiconductor ETF
SMH
$71.8B
$1.7M 0.12%
7,568
+551
+8% +$111K
MRK icon
193
Merck
MRK
$318B
$1.7M 0.12%
12,901
-323
-2% -$39.8K
AMD icon
194
Advanced Micro Devices
AMD
$789B
$1.67M 0.11%
9,251
+492
+6% +$86K
VTEB icon
195
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.66M 0.11%
32,750
-101
-0.3% -$5.12K
FXO icon
196
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.63M 0.11%
34,398
-5,140
-13% -$228K
NUE icon
197
Nucor
NUE
$62.1B
$1.62M 0.11%
8,194
-801
-9% -$146K
DEM icon
198
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.61M 0.11%
38,378
+1,081
+3% +$44.1K
DVY icon
199
iShares Select Dividend ETF
DVY
$23.6B
$1.57M 0.11%
12,781
-1,251
-9% -$147K
ORCL icon
200
Oracle
ORCL
$423B
$1.55M 0.11%
12,367
-151
-1% -$17.3K
6 7
8
9 10

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.