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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
176
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.45M 0.12%
25,183
+3,205
+15% +$192K
SYY icon
177
Sysco
SYY
$40.3B
$1.41M 0.12%
21,314
+860
+4% +$61.8K
DEM icon
178
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.41M 0.12%
37,558
-1,489
-4% -$57.9K
NUE icon
179
Nucor
NUE
$62.1B
$1.41M 0.12%
8,999
+3
+0% +$497
BAC icon
180
Bank of America
BAC
$442B
$1.4M 0.12%
51,207
-505
-1% -$14.9K
MRK icon
181
Merck
MRK
$318B
$1.38M 0.12%
13,356
-549
-4% -$59.2K
PSX icon
182
Phillips 66
PSX
$81.4B
$1.35M 0.11%
11,240
-9,467
-46% -$1.06M
AVGO icon
183
Broadcom
AVGO
$2.04T
$1.33M 0.11%
16,030
+1,010
+7% +$87.5K
ODFL icon
184
Old Dominion Freight Line
ODFL
$44.9B
$1.31M 0.11%
6,384
+1,846
+41% +$373K
AMJ
185
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.3M 0.11%
52,475
-64
-0.1% -$1.53K
ORCL icon
186
Oracle
ORCL
$423B
$1.28M 0.11%
12,070
+3,507
+41% +$406K
VMBS icon
187
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.27M 0.11%
29,113
+1,806
+7% +$81.4K
LRCX icon
188
Lam Research
LRCX
$390B
$1.25M 0.11%
19,920
+5,260
+36% +$346K
C icon
189
Citigroup
C
$226B
$1.23M 0.1%
29,998
-2,347
-7% -$103K
GSUS icon
190
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$1.21M 0.1%
20,720
+6,487
+46% +$395K
QTEC icon
191
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.21M 0.1%
8,303
-319
-4% -$47.4K
GIGB icon
192
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.2M 0.1%
27,735
+1,869
+7% +$82.9K
UPS icon
193
United Parcel Service
UPS
$88.9B
$1.17M 0.1%
7,531
-201
-3% -$34.7K
AAAU icon
194
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.17M 0.1%
64,061
+1,270
+2% +$24.3K
DE icon
195
Deere & Co
DE
$168B
$1.17M 0.1%
3,098
+2,504
+422% +$1.03M
SUB icon
196
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.16M 0.1%
11,293
+1,954
+21% +$203K
PULS icon
197
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.15M 0.1%
23,308
+3,414
+17% +$169K
QYLD icon
198
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.15M 0.1%
68,726
-7,128
-9% -$125K
DHR icon
199
Danaher
DHR
$144B
$1.15M 0.1%
5,229
+1,914
+58% +$427K
XYLD icon
200
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.11M 0.09%
28,416
-1,376
-5% -$55.8K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.