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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
176
Ingredion
INGR
$6.58B
$1.03M 0.11%
12,836
+24
+0.2% +$2.11K
VTV icon
177
Vanguard Morningstar Value ETF
VTV
$192B
$1.01M 0.11%
8,220
+100
+1% +$13.5K
SCHV
178
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.01M 0.11%
51,993
+3,153
+6% +$67.9K
NUE icon
179
Nucor
NUE
$62.1B
$983K 0.1%
9,189
+602
+7% +$75.5K
FXR icon
180
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$978K 0.1%
21,273
-4,932
-19% -$252K
QQQE icon
181
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$976K 0.1%
+16,200
New +$1.09M
TOL icon
182
Toll Brothers
TOL
$14.5B
$971K 0.1%
+23,108
New +$1.07M
CSCO icon
183
Cisco
CSCO
$479B
$963K 0.1%
24,085
-890
-4% -$39.5K
FXG icon
184
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$945K 0.1%
16,614
-11,009
-40% -$688K
IJT icon
185
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$939K 0.1%
9,231
-2,841
-24% -$319K
ABT icon
186
Abbott
ABT
$187B
$938K 0.1%
9,691
+646
+7% +$68.9K
XYLD icon
187
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$919K 0.1%
24,126
+571
+2% +$24.2K
FBT icon
188
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$912K 0.1%
6,911
-801
-10% -$112K
IHI icon
189
iShares US Medical Devices ETF
IHI
$3.37B
$911K 0.1%
19,320
-31
-0.2% -$1.61K
FISV
190
Fiserv Inc
FISV
$27.9B
$903K 0.1%
9,653
+293
+3% +$29.9K
QYLD icon
191
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$903K 0.1%
57,659
+1,528
+3% +$26.8K
ESGE icon
192
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$894K 0.09%
32,319
+578
+2% +$18K
QCOM icon
193
Qualcomm
QCOM
$176B
$886K 0.09%
7,843
+21
+0.3% +$2.88K
MPC icon
194
Marathon Petroleum
MPC
$83.7B
$878K 0.09%
8,840
+34
+0.4% +$3.18K
IYW icon
195
iShares US Technology ETF
IYW
$25.5B
$848K 0.09%
11,551
-32
-0.3% -$2.71K
SHOP icon
196
Shopify
SHOP
$195B
$839K 0.09%
31,161
+594
+2% +$20.2K
SPYG icon
197
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$838K 0.09%
16,736
– –
DFS
198
DELISTED
Discover Financial Services
DFS
$824K 0.09%
9,064
-1,121
-11% -$113K
TAIL icon
199
Cambria Tail Risk ETF
TAIL
$146M
$823K 0.09%
48,852
-6,466
-12% -$108K
DD icon
200
DuPont de Nemours
DD
$19.2B
$810K 0.09%
12,797
+336
+3% +$24K
6 7
8
9 10

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.