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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
176
United Parcel Service
UPS
$88.4B
$1.27M 0.12%
5,921
+1,008
+21% +$214K
MBB icon
177
iShares MBS ETF
MBB
$39B
$1.27M 0.12%
12,457
+225
+2% +$23.5K
JMBS icon
178
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.74B
$1.26M 0.12%
25,283
+344
+1% +$17.7K
QCOM icon
179
Qualcomm
QCOM
$173B
$1.24M 0.11%
8,120
+69
+0.9% +$11.6K
FXD icon
180
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$1.24M 0.11%
22,740
+362
+2% +$20.6K
TSLA icon
181
Tesla
TSLA
$1.3T
$1.24M 0.11%
3,447
+165
+5% +$51.4K
JLL icon
182
Jones Lang LaSalle
JLL
$16.5B
$1.22M 0.11%
5,080
-59
-1% -$14.4K
PPA icon
183
Invesco Aerospace & Defense ETF
PPA
$8.75B
$1.22M 0.11%
+15,525
New +$1.15M
IYW icon
184
iShares US Technology ETF
IYW
$25.4B
$1.21M 0.11%
11,771
-187
-2% -$19.1K
VTV icon
185
Vanguard Morningstar Value ETF
VTV
$192B
$1.21M 0.11%
8,195
+207
+3% +$30.2K
QYLD icon
186
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.2M 0.11%
57,398
+4,795
+9% +$99K
IHI icon
187
iShares US Medical Devices ETF
IHI
$3.42B
$1.2M 0.11%
19,687
-1,538
-7% -$91.7K
FVD icon
188
First Trust Value Line Dividend Fund
FVD
$8.36B
$1.19M 0.11%
28,107
+1,104
+4% +$45.9K
SHM icon
189
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.18M 0.11%
24,979
+226
+0.9% +$10.9K
AMAT icon
190
Applied Materials
AMAT
$421B
$1.18M 0.11%
8,946
-144
-2% -$19.8K
XYLD icon
191
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.17M 0.11%
+23,709
New +$1.16M
IHF icon
192
iShares US Healthcare Providers ETF
IHF
$1.28B
$1.16M 0.11%
+20,550
New +$1.13M
DD icon
193
DuPont de Nemours
DD
$19.2B
$1.15M 0.11%
12,457
+270
+2% +$26.3K
VLUE icon
194
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$1.15M 0.11%
11,009
-9,426
-46% -$1.01M
KMI icon
195
Kinder Morgan
KMI
$69.2B
$1.15M 0.11%
60,776
+8,729
+17% +$154K
DDOG icon
196
Datadog
DDOG
$90.1B
$1.15M 0.11%
7,583
-2,031
-21% -$297K
DOW icon
197
Dow Inc
DOW
$21.6B
$1.15M 0.11%
17,974
-557
-3% -$33.6K
INGR icon
198
Ingredion
INGR
$6.53B
$1.14M 0.11%
13,130
-89
-0.7% -$8.05K
IYR icon
199
iShares US Real Estate ETF
IYR
$4.51B
$1.13M 0.1%
10,467
+504
+5% +$53.2K
XLU icon
200
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.13M 0.1%
30,440
-3,976
-12% -$138K
6 7
8
9 10

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.