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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
176
Northrop Grumman
NOC
$81.2B
$1.37M 0.12%
3,549
+490
+16% +$183K
IYW icon
177
iShares US Technology ETF
IYW
$25.5B
$1.37M 0.12%
11,958
-110
-0.9% -$12.2K
AMJ
178
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.37M 0.12%
77,074
+8,925
+13% +$165K
TAIL icon
179
Cambria Tail Risk ETF
TAIL
$146M
$1.37M 0.12%
76,825
+5,377
+8% +$97.6K
ODFL icon
180
Old Dominion Freight Line
ODFL
$44.9B
$1.35M 0.12%
7,512
-1,770
-19% -$299K
DHR icon
181
Danaher
DHR
$144B
$1.34M 0.12%
4,612
-553
-11% -$152K
IYG icon
182
iShares US Financial Services ETF
IYG
$2.2B
$1.34M 0.12%
20,907
+564
+3% +$36.8K
DEO icon
183
Diageo
DEO
$53.6B
$1.34M 0.12%
6,084
-1,028
-14% -$211K
MPC icon
184
Marathon Petroleum
MPC
$83.7B
$1.33M 0.12%
20,798
-3,555
-15% -$228K
GM icon
185
General Motors
GM
$76.8B
$1.33M 0.12%
22,611
-49
-0.2% -$2.86K
IXG icon
186
iShares Global Financials ETF
IXG
$700M
$1.32M 0.12%
16,556
-4,298
-21% -$348K
JMBS icon
187
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$1.31M 0.12%
24,939
+1,382
+6% +$73K
MBB icon
188
iShares MBS ETF
MBB
$39.1B
$1.31M 0.12%
12,232
+1,740
+17% +$187K
BWA icon
189
BorgWarner
BWA
$13.9B
$1.29M 0.11%
32,613
-1,993
-6% -$80K
FXR icon
190
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.28M 0.11%
20,543
+3,631
+21% +$221K
XRT icon
191
State Street SPDR S&P Retail ETF
XRT
$654M
$1.28M 0.11%
14,174
+616
+5% +$58K
PARA
192
DELISTED
Paramount Global Class B
PARA
$1.28M 0.11%
42,352
+16,860
+66% +$581K
INGR icon
193
Ingredion
INGR
$6.58B
$1.28M 0.11%
13,219
+1,048
+9% +$101K
NTR icon
194
Nutrien
NTR
$30.7B
$1.28M 0.11%
16,964
-3,452
-17% -$242K
GWRE icon
195
Guidewire Software
GWRE
$14.2B
$1.27M 0.11%
11,207
+634
+6% +$75.2K
ROK icon
196
Rockwell Automation
ROK
$49B
$1.27M 0.11%
3,642
-637
-15% -$211K
CPRI icon
197
Capri Holdings
CPRI
$1.74B
$1.27M 0.11%
19,527
-3,649
-16% -$216K
CMP icon
198
Compass Minerals
CMP
$1.15B
$1.26M 0.11%
24,769
+7,287
+42% +$444K
VTIP icon
199
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.26M 0.11%
24,466
+1,909
+8% +$99.4K
AAAU icon
200
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.25M 0.11%
68,720
+8,042
+13% +$144K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.