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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWRE icon
176
Guidewire Software
GWRE
$14.2B
$1.26M 0.12%
10,573
+3,795
+56% +$438K
JMBS icon
177
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$1.25M 0.12%
23,557
+533
+2% +$28.4K
DFS
178
DELISTED
Discover Financial Services
DFS
$1.25M 0.12%
10,152
-20
-0.2% -$2.51K
REM icon
179
iShares Mortgage Real Estate ETF
REM
$543M
$1.25M 0.12%
34,439
+8,005
+30% +$291K
VMBS icon
180
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.24M 0.12%
23,298
+810
+4% +$43.3K
MCO icon
181
Moody's
MCO
$82.7B
$1.24M 0.12%
3,493
-240
-6% -$90.4K
AMJ
182
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.24M 0.12%
68,149
-3,826
-5% -$69.4K
STZ icon
183
Constellation Brands
STZ
$23.2B
$1.24M 0.12%
5,870
+1,422
+32% +$310K
FBT icon
184
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$1.23M 0.12%
7,431
+814
+12% +$139K
RSPD icon
185
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$1.23M 0.12%
25,662
+120
+0.5% +$5.92K
XRT icon
186
State Street SPDR S&P Retail ETF
XRT
$654M
$1.23M 0.12%
+13,558
New +$1.29M
IYW icon
187
iShares US Technology ETF
IYW
$25.5B
$1.22M 0.12%
12,068
+14
+0.1% +$1.46K
GILD icon
188
Gilead Sciences
GILD
$165B
$1.22M 0.12%
17,452
+3,432
+24% +$241K
XOM icon
189
ExxonMobil
XOM
$634B
$1.22M 0.12%
20,712
+1,027
+5% +$58.5K
LEG icon
190
Leggett & Platt
LEG
$1.31B
$1.22M 0.12%
27,136
+3,900
+17% +$188K
GM icon
191
General Motors
GM
$76.8B
$1.19M 0.12%
22,660
+4,295
+23% +$228K
VTIP icon
192
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.19M 0.12%
22,557
+2,080
+10% +$109K
TSLA icon
193
Tesla
TSLA
$1.3T
$1.18M 0.11%
4,572
+348
+8% +$81.9K
SNPS icon
194
Synopsys
SNPS
$79.7B
$1.18M 0.11%
3,933
-233
-6% -$70.7K
SPYG icon
195
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.16M 0.11%
18,172
+1,466
+9% +$96.8K
PLTR icon
196
Palantir
PLTR
$413B
$1.16M 0.11%
48,282
+956
+2% +$23.3K
NEM icon
197
Newmont
NEM
$119B
$1.16M 0.11%
21,296
+15,926
+297% +$939K
SYY icon
198
Sysco
SYY
$40.3B
$1.15M 0.11%
14,677
+2,100
+17% +$160K
NTNX icon
199
Nutanix
NTNX
$16.9B
$1.15M 0.11%
30,435
-50
-0.2% -$1.89K
CME icon
200
CME Group
CME
$94.8B
$1.14M 0.11%
5,871
-151
-3% -$30.6K
6 7
8
9 10

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.