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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
176
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.01M 0.11%
+19,834
New +$930K
AMGN icon
177
Amgen
AMGN
$222B
$1M 0.11%
+4,366
New +$1.01M
GILD icon
178
Gilead Sciences
GILD
$165B
$1M 0.11%
+17,220
New +$1.04M
LOW icon
179
Lowe's Companies
LOW
$125B
$998K 0.11%
+6,218
New +$1.01M
C icon
180
Citigroup
C
$226B
$976K 0.11%
+15,836
New +$805K
MRK icon
181
Merck
MRK
$318B
$968K 0.11%
+12,401
New +$948K
PYPL icon
182
PayPal
PYPL
$50.5B
$968K 0.11%
+4,133
New +$856K
LRCX icon
183
Lam Research
LRCX
$390B
$947K 0.11%
+20,050
New +$844K
FBT icon
184
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$945K 0.11%
+5,625
New +$913K
DDOG icon
185
Datadog
DDOG
$84B
$940K 0.11%
+9,545
New +$953K
BGS icon
186
B&G Foods
BGS
$286M
$934K 0.11%
+33,683
New +$950K
BNDX icon
187
Vanguard Total International Bond ETF
BNDX
$83.1B
$933K 0.11%
+15,942
New +$931K
FXG icon
188
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$920K 0.1%
+17,824
New +$899K
NTNX icon
189
Nutanix
NTNX
$16.9B
$917K 0.1%
+28,763
New +$780K
PTMC icon
190
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$917K 0.1%
+28,143
New +$865K
XLK icon
191
State Street Technology Select Sector SPDR ETF
XLK
$123B
$908K 0.1%
+13,966
New +$851K
STOR
192
DELISTED
STORE Capital Corporation
STOR
$906K 0.1%
+26,670
New +$810K
BIIB icon
193
Biogen
BIIB
$30.7B
$887K 0.1%
+3,624
New +$935K
GOOG icon
194
Alphabet (Google) Class C
GOOG
$4.32T
$883K 0.1%
+10,080
New +$850K
GSK icon
195
GSK
GSK
$106B
$883K 0.1%
+19,205
New +$882K
UNH icon
196
UnitedHealth
UNH
$370B
$875K 0.1%
+2,496
New +$837K
EW icon
197
Edwards Lifesciences
EW
$51.7B
$861K 0.1%
+9,439
New +$783K
EXC icon
198
Exelon
EXC
$47B
$860K 0.1%
+28,549
New +$843K
IYR icon
199
iShares US Real Estate ETF
IYR
$4.57B
$859K 0.1%
+10,024
New +$834K
MA icon
200
Mastercard
MA
$493B
$857K 0.1%
+2,401
New +$799K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.