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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
176
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$609K 0.11%
13,495
-606
-4% -$26.4K
HYMB icon
177
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$603K 0.11%
20,438
-82
-0.4% -$2.42K
FDT icon
178
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$594K 0.11%
10,678
-107
-1% -$5.79K
IHI icon
179
iShares US Medical Devices ETF
IHI
$3.38B
$587K 0.11%
13,326
+3,864
+41% +$162K
PGX icon
180
Invesco Preferred ETF
PGX
$3.79B
$586K 0.11%
39,035
-5,946
-13% -$88.8K
IBM icon
181
IBM
IBM
$224B
$584K 0.11%
4,555
+425
+10% +$55.2K
HD icon
182
Home Depot
HD
$355B
$582K 0.1%
2,667
-175
-6% -$39.6K
FXL icon
183
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$576K 0.1%
7,931
+928
+13% +$63.7K
SCHV
184
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$571K 0.1%
28,503
+7,386
+35% +$143K
AMGN icon
185
Amgen
AMGN
$222B
$569K 0.1%
2,359
-133
-5% -$29.3K
PGF icon
186
Invesco Financial Preferred ETF
PGF
$674M
$560K 0.1%
29,654
-5,565
-16% -$104K
EMB icon
187
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$545K 0.1%
4,760
-83
-2% -$9.38K
DOC icon
188
Healthpeak Properties
DOC
$14.8B
$537K 0.1%
15,585
-400
-3% -$14K
KMI icon
189
Kinder Morgan
KMI
$68.7B
$537K 0.1%
25,385
+5,205
+26% +$105K
IYR icon
190
iShares US Real Estate ETF
IYR
$4.65B
$536K 0.1%
5,763
+197
+4% +$18.3K
PSK icon
191
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$528K 0.1%
11,997
-1,864
-13% -$81.8K
NZF icon
192
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$519K 0.09%
31,731
+2,326
+8% +$37.5K
FDL icon
193
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$498K 0.09%
15,284
+285
+2% +$9.07K
SNY icon
194
Sanofi
SNY
$104B
$494K 0.09%
9,840
+197
+2% +$9.23K
BABA icon
195
Alibaba
BABA
$308B
$489K 0.09%
2,304
+710
+45% +$133K
KNOW
196
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$488K 0.09%
12,383
-2,803
-18% -$108K
MA icon
197
Mastercard
MA
$493B
$487K 0.09%
1,631
+8
+0.5% +$2.26K
GS icon
198
Goldman Sachs
GS
$303B
$475K 0.09%
+2,064
New +$448K
WW
199
DELISTED
WW International
WW
$474K 0.09%
12,400
-700
-5% -$26.6K
FTCS icon
200
First Trust Capital Strength ETF
FTCS
$7.95B
$472K 0.08%
7,825
-21
-0.3% -$1.22K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.