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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
176
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$590K 0.12%
14,101
-188
-1% -$7.83K
KNOW
177
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$581K 0.11%
15,186
+1,509
+11% +$58K
IBM icon
178
IBM
IBM
$224B
$574K 0.11%
4,130
+16
+0.4% +$2.16K
DOC icon
179
Healthpeak Properties
DOC
$14.8B
$570K 0.11%
+15,985
New +$540K
F icon
180
Ford
F
$55.7B
$570K 0.11%
62,242
+4,832
+8% +$45.9K
FDT icon
181
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$564K 0.11%
10,785
-583
-5% -$30.5K
EMB icon
182
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$549K 0.11%
4,843
+526
+12% +$59.8K
IEMG icon
183
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$548K 0.11%
11,177
+554
+5% +$27.5K
MORT icon
184
VanEck Mortgage REIT Income ETF
MORT
$385M
$542K 0.11%
23,269
+670
+3% +$15.3K
GOOGL icon
185
Alphabet (Google) Class A
GOOGL
$4.33T
$539K 0.11%
8,840
-1,020
-10% -$60.4K
PCEF icon
186
Invesco CEF Income Composite ETF
PCEF
$814M
$539K 0.11%
23,851
+4,304
+22% +$97.2K
IYR icon
187
iShares US Real Estate ETF
IYR
$4.65B
$521K 0.1%
5,566
+731
+15% +$66.6K
IJT icon
188
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$511K 0.1%
5,724
+564
+11% +$50.9K
TIP icon
189
iShares TIPS Bond ETF
TIP
$14.5B
$510K 0.1%
4,386
+151
+4% +$17.5K
HYD icon
190
VanEck High Yield Muni ETF
HYD
$4.45B
$506K 0.1%
7,858
+115
+1% +$7.38K
UNH icon
191
UnitedHealth
UNH
$370B
$500K 0.1%
2,301
-36
-2% -$8.69K
WW
192
DELISTED
WW International
WW
$495K 0.1%
13,100
+3,000
+30% +$84.7K
AMGN icon
193
Amgen
AMGN
$222B
$482K 0.09%
2,492
-68
-3% -$13.1K
NZF icon
194
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$477K 0.09%
29,405
– –
NKE icon
195
Nike
NKE
$61.9B
$472K 0.09%
5,026
+291
+6% +$25K
FDL icon
196
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$466K 0.09%
14,999
-377
-2% -$11.5K
KBWD icon
197
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$461K 0.09%
22,071
-955
-4% -$20K
TWTR
198
DELISTED
Twitter, Inc.
TWTR
$459K 0.09%
11,130
+3,720
+50% +$152K
FXL icon
199
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$456K 0.09%
7,003
-50
-0.7% -$3.37K
SNY icon
200
Sanofi
SNY
$104B
$447K 0.09%
9,643
-247
-2% -$10.7K
6 7
8
9 10

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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.