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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
176
Alphabet (Google) Class A
GOOGL
$4.33T
$557K 0.11%
9,480
+940
+11% +$53.1K
KBWY icon
177
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$548K 0.11%
17,864
+143
+0.8% +$4.37K
CGC
178
Canopy Growth
CGC
$410M
$538K 0.11%
1,241
+51
+4% +$22.4K
GSK icon
179
GSK
GSK
$106B
$535K 0.11%
10,251
+3,000
+41% +$150K
SHY icon
180
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$529K 0.11%
6,287
-2,534
-29% -$212K
AMLP icon
181
Alerian MLP ETF
AMLP
$12.8B
$525K 0.11%
10,468
+6,765
+183% +$332K
MORT icon
182
VanEck Mortgage REIT Income ETF
MORT
$385M
$519K 0.11%
22,003
+55
+0.3% +$1.27K
EFA icon
183
iShares MSCI EAFE ETF
EFA
$80.2B
$518K 0.11%
7,982
-11,881
-60% -$749K
DOC icon
184
Healthpeak Properties
DOC
$14.8B
– –
0
– –
SNDS
185
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$510K 0.1%
28,901
-82
-0.3% -$1.45K
F icon
186
Ford
F
$55.7B
$499K 0.1%
56,878
-23,760
-29% -$204K
SPMD icon
187
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$484K 0.1%
14,524
-2,577
-15% -$84.2K
EMB icon
188
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$483K 0.1%
4,385
+86
+2% +$9.28K
TIP icon
189
iShares TIPS Bond ETF
TIP
$14.5B
$479K 0.1%
4,233
+72
+2% +$7.99K
ACWI icon
190
iShares MSCI ACWI ETF
ACWI
$33.5B
$476K 0.1%
6,604
+138
+2% +$9.59K
IJT icon
191
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$467K 0.09%
5,230
-1,188
-19% -$105K
UNH icon
192
UnitedHealth
UNH
$370B
$466K 0.09%
1,885
+226
+14% +$57.6K
VMBS icon
193
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$461K 0.09%
8,806
-151
-2% -$7.82K
DEM icon
194
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$456K 0.09%
10,405
+289
+3% +$12.5K
BRK.B icon
195
Berkshire Hathaway Class B
BRK.B
$1.13T
$443K 0.09%
2,207
-1,334
-38% -$269K
HYD icon
196
VanEck High Yield Muni ETF
HYD
$4.45B
$442K 0.09%
7,049
+57
+0.8% +$3.51K
SPSM icon
197
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$441K 0.09%
14,592
-10,134
-41% -$301K
IAGG icon
198
iShares Core International Aggregate Bond Fund
IAGG
$11B
$439K 0.09%
8,206
-768
-9% -$40.4K
SPHD icon
199
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$433K 0.09%
10,198
+2,525
+33% +$104K
FEX icon
200
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$425K 0.09%
7,135
-1,199
-14% -$68.8K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.