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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
176
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$555K 0.12%
8,065
+3,482
+76% +$264K
LOW icon
177
Lowe's Companies
LOW
$125B
$554K 0.12%
5,999
+2,329
+63% +$225K
VOO icon
178
Vanguard S&P 500 ETF
VOO
$1.01T
$546K 0.12%
2,378
+816
+52% +$202K
ALTY icon
179
Global X Alternative Income ETF
ALTY
$45.5M
$533K 0.12%
40,076
+1,875
+5% +$26.9K
IYW icon
180
iShares US Technology ETF
IYW
$25.2B
$523K 0.11%
13,076
+3,676
+39% +$159K
VNQI icon
181
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$519K 0.11%
9,910
+274
+3% +$14.8K
IJT icon
182
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$518K 0.11%
6,418
+26
+0.4% +$2.32K
USMF icon
183
WisdomTree US Multifactor Fund
USMF
$303M
$510K 0.11%
+19,538
New +$556K
SPMD icon
184
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$503K 0.11%
17,101
-12,928
-43% -$421K
SO icon
185
Southern Company
SO
$107B
$481K 0.11%
10,943
+707
+7% +$32.1K
KBWY icon
186
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$478K 0.1%
17,721
+282
+2% +$8.7K
GGG icon
187
Graco
GGG
$13.5B
$469K 0.1%
11,205
-848
-7% -$35.5K
IAGG icon
188
iShares Core International Aggregate Bond Fund
IAGG
$11B
$469K 0.1%
8,974
-9,782
-52% -$510K
MORT icon
189
VanEck Mortgage REIT Income ETF
MORT
$385M
$468K 0.1%
21,948
+311
+1% +$7.11K
SNDS
190
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$465K 0.1%
28,983
-15,022
-34% -$241K
DOC icon
191
Healthpeak Properties
DOC
$14.8B
– –
0
– –
VMBS icon
192
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$461K 0.1%
8,957
-755
-8% -$38.3K
TIP icon
193
iShares TIPS Bond ETF
TIP
$14.5B
$456K 0.1%
4,161
-46
-1% -$5.02K
IYR icon
194
iShares US Real Estate ETF
IYR
$4.65B
$451K 0.1%
6,012
-853
-12% -$67K
EMB icon
195
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$447K 0.1%
4,299
+54
+1% +$5.65K
GOOGL icon
196
Alphabet (Google) Class A
GOOGL
$4.33T
$446K 0.1%
8,540
-2,780
-25% -$150K
FEX icon
197
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$434K 0.1%
8,334
+2,003
+32% +$114K
HYD icon
198
VanEck High Yield Muni ETF
HYD
$4.45B
$427K 0.09%
6,992
-2,663
-28% -$162K
AMGN icon
199
Amgen
AMGN
$222B
$419K 0.09%
2,155
-377
-15% -$73.5K
ACWI icon
200
iShares MSCI ACWI ETF
ACWI
$33.5B
$415K 0.09%
6,466
+486
+8% +$33.4K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.