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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMD
176
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$568K 0.12%
+28,921
New +$569K
GGG icon
177
Graco
GGG
$13.5B
$559K 0.12%
+12,053
New +$562K
USRT icon
178
iShares Core US REIT ETF
USRT
$4.63B
$555K 0.12%
11,481
-9,261
-45% -$462K
USO icon
179
United States Oil Fund
USO
$1.84B
$553K 0.12%
4,452
+79
+2% +$9.13K
IYR icon
180
iShares US Real Estate ETF
IYR
$4.65B
$549K 0.12%
6,865
+2,452
+56% +$200K
AGGY icon
181
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$547K 0.12%
+11,317
New +$550K
SPDW icon
182
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$547K 0.12%
+17,792
New +$543K
VNQI icon
183
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$541K 0.11%
9,636
+2,910
+43% +$168K
CGC
184
Canopy Growth
CGC
$410M
$538K 0.11%
+1,106
New +$409K
X
185
DELISTED
US Steel
X
$538K 0.11%
17,656
-6,316
-26% -$204K
AMGN icon
186
Amgen
AMGN
$222B
$525K 0.11%
2,532
+804
+47% +$158K
MORT icon
187
VanEck Mortgage REIT Income ETF
MORT
$385M
$520K 0.11%
21,637
+6,239
+41% +$150K
FDX icon
188
FedEx
FDX
$75.4B
$519K 0.11%
2,156
+360
+20% +$87.2K
IEMG icon
189
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$503K 0.11%
+9,715
New +$507K
DOC icon
190
Healthpeak Properties
DOC
$14.8B
– –
0
– –
VMBS icon
191
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$495K 0.1%
9,712
+3,601
+59% +$185K
GOOG icon
192
Alphabet (Google) Class C
GOOG
$4.32T
$494K 0.1%
8,280
+2,540
+44% +$152K
UUP icon
193
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$482K 0.1%
19,100
+686
+4% +$17.2K
TDIV icon
194
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$481K 0.1%
12,510
-7,560
-38% -$282K
DDWM icon
195
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
$476K 0.1%
+16,087
New +$472K
TIP icon
196
iShares TIPS Bond ETF
TIP
$14.5B
$465K 0.1%
4,207
+367
+10% +$41K
EMB icon
197
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$458K 0.1%
4,245
-1,172
-22% -$126K
IJS icon
198
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$457K 0.1%
5,478
+840
+18% +$71K
RTN
199
DELISTED
Raytheon Company
RTN
$457K 0.1%
2,210
+122
+6% +$24.3K
IYW icon
200
iShares US Technology ETF
IYW
$25.2B
$456K 0.1%
9,400
– –
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.