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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
176
Healthpeak Properties
DOC
$14.9B
– –
0
– –
FEX icon
177
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$491K 0.11%
8,380
-1,036
-11% -$58.9K
OUSA icon
178
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$758M
$486K 0.11%
15,232
+7,658
+101% +$238K
FXN icon
179
First Trust Energy AlphaDEX Fund
FXN
$374M
$480K 0.11%
30,978
-14,861
-32% -$215K
IEV icon
180
iShares Europe ETF
IEV
$1.69B
$474K 0.11%
+10,026
New +$470K
FXU icon
181
First Trust Utilities AlphaDEX Fund
FXU
$831M
$469K 0.1%
18,015
-8,533
-32% -$231K
SO icon
182
Southern Company
SO
$107B
$469K 0.1%
9,744
+1,892
+24% +$96.4K
PGX icon
183
Invesco Preferred ETF
PGX
$3.81B
$467K 0.1%
31,437
+3,135
+11% +$47K
BABA icon
184
Alibaba
BABA
$310B
$463K 0.1%
2,686
+990
+58% +$177K
HYMB icon
185
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$459K 0.1%
16,510
+912
+6% +$25.4K
IEMG icon
186
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$454K 0.1%
+7,978
New +$445K
FXD icon
187
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$451K 0.1%
10,710
– –
SPHD icon
188
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$444K 0.1%
10,471
+538
+5% +$22.5K
IYR icon
189
iShares US Real Estate ETF
IYR
$4.66B
$443K 0.1%
5,471
+848
+18% +$68.8K
MDT icon
190
Medtronic
MDT
$110B
$442K 0.1%
5,474
+2,616
+92% +$210K
GCE
191
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$426K 0.09%
25,571
+605
+2% +$10K
XLV icon
192
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$423K 0.09%
5,115
-823
-14% -$67.9K
MRK icon
193
Merck
MRK
$320B
$419K 0.09%
7,811
+1,573
+25% +$87.2K
RTN
194
DELISTED
Raytheon Company
RTN
$416K 0.09%
2,215
+306
+16% +$57.1K
PM icon
195
Philip Morris
PM
$288B
$410K 0.09%
3,884
+204
+6% +$21.7K
C icon
196
Citigroup
C
$231B
$395K 0.09%
5,307
+427
+9% +$31.6K
MORT icon
197
VanEck Mortgage REIT Income ETF
MORT
$379M
$393K 0.09%
16,337
+1,170
+8% +$28.5K
GGG icon
198
Graco
GGG
$13.3B
$390K 0.09%
8,634
– –
REM icon
199
iShares Mortgage Real Estate ETF
REM
$539M
$388K 0.09%
8,577
-12,689
-60% -$583K
USO icon
200
United States Oil Fund
USO
$1.81B
$387K 0.09%
+4,030
New +$358K
6 7
8
9 10

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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.