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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
176
Welltower
WELL
$169B
$446K 0.11%
5,961
-1,348
-18% -$98.5K
EMLP icon
177
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$440K 0.11%
17,925
-14,330
-44% -$358K
IJT icon
178
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$435K 0.11%
5,574
-54
-1% -$4.15K
TGT icon
179
Target
TGT
$65.6B
$434K 0.11%
8,295
-288
-3% -$15.7K
HD icon
180
Home Depot
HD
$331B
$429K 0.11%
2,794
+230
+9% +$35.3K
HYMB icon
181
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$429K 0.11%
15,088
+580
+4% +$16.5K
MMD
182
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$427K 0.11%
21,710
+541
+3% +$10.6K
PM icon
183
Philip Morris
PM
$297B
$419K 0.1%
3,563
+23
+0.6% +$2.66K
GCE
184
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$413K 0.1%
24,759
+313
+1% +$5.14K
SPHD icon
185
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$411K 0.1%
10,211
-1,248
-11% -$50.2K
MMP
186
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
PGX icon
187
Invesco Preferred ETF
PGX
$3.81B
$403K 0.1%
26,673
+1,986
+8% +$29.8K
FDX icon
188
FedEx
FDX
$72.7B
$390K 0.1%
1,796
– –
IYR icon
189
iShares US Real Estate ETF
IYR
$4.66B
$372K 0.09%
4,669
+151
+3% +$12K
BNDX icon
190
Vanguard Total International Bond ETF
BNDX
$81.9B
$368K 0.09%
6,764
+332
+5% +$18.1K
SO icon
191
Southern Company
SO
$109B
$368K 0.09%
7,677
-313
-4% -$15.7K
IJS icon
192
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$360K 0.09%
5,146
-82
-2% -$5.67K
VOOV icon
193
Vanguard S&P 500 Value ETF
VOOV
$6.59B
$358K 0.09%
3,535
+1,533
+77% +$154K
CVRR
194
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
CSCO icon
195
Cisco
CSCO
$457B
$356K 0.09%
11,382
+966
+9% +$31.5K
KMI icon
196
Kinder Morgan
KMI
$71.7B
$356K 0.09%
18,568
-1,419
-7% -$28.2K
FMB icon
197
First Trust Managed Municipal ETF
FMB
$2.04B
$352K 0.09%
6,677
-1,144
-15% -$60K
MORT icon
198
VanEck Mortgage REIT Income ETF
MORT
$360M
$352K 0.09%
14,239
+628
+5% +$15.3K
EWX icon
199
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$349K 0.09%
7,483
-36
-0.5% -$1.66K
IDV icon
200
iShares International Select Dividend ETF
IDV
$8.45B
$349K 0.09%
10,657
-137
-1% -$4.44K
6 7
8
9 10

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.