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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
176
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$437K 0.11%
8,325
+433
+5% +$22.7K
KMI icon
177
Kinder Morgan
KMI
$69.4B
$435K 0.11%
19,987
-514
-3% -$11.2K
VNQI icon
178
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$432K 0.11%
8,104
+227
+3% +$11.8K
IJT icon
179
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.47B
$431K 0.11%
5,628
+780
+16% +$59.1K
EEMV icon
180
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$430K 0.11%
8,043
-5,734
-42% -$296K
HYMB icon
181
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$411K 0.11%
14,508
+436
+3% +$12.3K
MMD
182
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$408K 0.11%
21,169
+3,274
+18% +$61.9K
FMB icon
183
First Trust Managed Municipal ETF
FMB
$2.06B
$405K 0.11%
7,821
+380
+5% +$19.6K
PM icon
184
Philip Morris
PM
$292B
$400K 0.1%
3,540
+463
+15% +$47.8K
SO icon
185
Southern Company
SO
$107B
$398K 0.1%
7,990
+29
+0.4% +$1.43K
GCE
186
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$397K 0.1%
24,446
-4,259
-15% -$68.2K
CVRR
187
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
HD icon
188
Home Depot
HD
$351B
$376K 0.1%
2,564
+698
+37% +$99K
WFC icon
189
Wells Fargo
WFC
$270B
$369K 0.1%
6,624
+881
+15% +$50K
PGX icon
190
Invesco Preferred ETF
PGX
$3.8B
$366K 0.1%
+24,687
New +$361K
IJS icon
191
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$362K 0.09%
5,228
+382
+8% +$26.6K
IYW icon
192
iShares US Technology ETF
IYW
$25B
$362K 0.09%
10,724
+428
+4% +$13.9K
IYR icon
193
iShares US Real Estate ETF
IYR
$4.66B
$355K 0.09%
4,518
– –
CSCO icon
194
Cisco
CSCO
$481B
$352K 0.09%
10,416
+1,866
+22% +$60.5K
FDX icon
195
FedEx
FDX
$73.6B
$350K 0.09%
1,796
– –
SDY icon
196
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$349K 0.09%
3,955
-107
-3% -$9.35K
BNDX icon
197
Vanguard Total International Bond ETF
BNDX
$82.2B
$348K 0.09%
6,432
-1,962
-23% -$106K
EWX icon
198
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$685M
$341K 0.09%
7,519
-47
-0.6% -$2.04K
IDV icon
199
iShares International Select Dividend ETF
IDV
$8.46B
$340K 0.09%
10,794
-8,529
-44% -$263K
GOOG icon
200
Alphabet (Google) Class C
GOOG
$4.37T
$335K 0.09%
8,080
+640
+9% +$26.3K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.