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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
176
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$398K 0.11%
4,561
-790
-15% -$68K
JXI icon
177
iShares Global Utilities ETF
JXI
$312M
$397K 0.11%
8,362
-2,851
-25% -$138K
HYMB icon
178
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$384K 0.11%
12,958
-204
-2% -$6.07K
IBM icon
179
IBM
IBM
$221B
$383K 0.11%
2,523
+360
+17% +$54.6K
PCY icon
180
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$380K 0.11%
12,422
-4,343
-26% -$132K
USRT icon
181
iShares Core US REIT ETF
USRT
$4.63B
$369K 0.1%
7,271
-2,918
-29% -$151K
IWS icon
182
iShares Russell Mid-Cap Value ETF
IWS
$16B
$367K 0.1%
4,774
+311
+7% +$23.7K
IJS icon
183
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$359K 0.1%
5,758
+686
+14% +$42.1K
IWN icon
184
iShares Russell 2000 Value ETF
IWN
$14.6B
$354K 0.1%
3,382
-169
-5% -$17.3K
QCOM icon
185
Qualcomm
QCOM
$173B
$353K 0.1%
5,151
-1,163
-18% -$70.7K
HD icon
186
Home Depot
HD
$352B
$352K 0.1%
2,736
+13
+0.5% +$1.73K
HYLS icon
187
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$351K 0.1%
7,220
-950
-12% -$46.1K
AOM icon
188
iShares Core Moderate Allocation ETF
AOM
$1.77B
$350K 0.1%
9,689
– –
X
189
DELISTED
US Steel
X
$348K 0.1%
18,472
-3,259
-15% -$67.3K
GG
190
DELISTED
Goldcorp Inc
GG
$346K 0.1%
20,970
+452
+2% +$7.97K
SDY icon
191
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$343K 0.1%
4,062
+200
+5% +$17.1K
BNDX icon
192
Vanguard Total International Bond ETF
BNDX
$82.2B
$337K 0.1%
6,021
+1,585
+36% +$88.6K
SCHV
193
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$332K 0.09%
21,882
-3,390
-13% -$51.7K
COST icon
194
Costco
COST
$419B
$331K 0.09%
2,172
-30
-1% -$4.85K
MRK icon
195
Merck
MRK
$316B
$326K 0.09%
5,466
-336
-6% -$19.6K
MAIN icon
196
Main Street Capital
MAIN
$5.5B
$321K 0.09%
9,336
+30
+0.3% +$1.01K
PM icon
197
Philip Morris
PM
$296B
$320K 0.09%
3,287
+412
+14% +$41.3K
DEM icon
198
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$316K 0.09%
8,402
+249
+3% +$9.4K
IYR icon
199
iShares US Real Estate ETF
IYR
$4.66B
$316K 0.09%
3,925
+1,402
+56% +$116K
FDX icon
200
FedEx
FDX
$75B
$314K 0.09%
1,796
-15
-0.8% -$2.46K
6 7
8
9 10

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.