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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDX icon
176
Vanguard Total International Bond ETF
BNDX
$82.2B
$392K 0.1%
7,428
+3,964
+114% +$210K
HBAN icon
177
Huntington Bancshares
HBAN
$35.2B
$386K 0.1%
34,980
-100
-0.3% -$1.12K
EXC icon
178
Exelon
EXC
$47.2B
$383K 0.1%
19,363
+13,427
+226% +$272K
BDX icon
179
Becton Dickinson
BDX
$48.5B
$362K 0.09%
2,411
– –
SDY icon
180
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$361K 0.09%
4,912
+912
+23% +$69.5K
HD icon
181
Home Depot
HD
$351B
$360K 0.09%
2,729
+34
+1% +$4.33K
HYMB icon
182
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$360K 0.09%
12,628
+4,114
+48% +$116K
IBM icon
183
IBM
IBM
$222B
$357K 0.09%
2,716
-18,224
-87% -$2.45M
COST icon
184
Costco
COST
$419B
$354K 0.09%
2,192
+1,078
+97% +$170K
FISV
185
Fiserv Inc
FISV
$27.5B
$350K 0.09%
7,670
+470
+7% +$22.1K
GPC icon
186
Genuine Parts
GPC
$18.5B
$349K 0.09%
4,065
+250
+7% +$21.9K
VNQI icon
187
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$347K 0.09%
6,807
+2,883
+73% +$152K
WFC icon
188
Wells Fargo
WFC
$262B
$345K 0.09%
6,359
+262
+4% +$14.2K
JPM icon
189
JPMorgan Chase
JPM
$949B
$343K 0.09%
5,199
+948
+22% +$61.7K
XLP icon
190
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$324K 0.08%
6,418
+3,426
+115% +$170K
DOV icon
191
Dover
DOV
$28.6B
$321K 0.08%
6,497
– –
QCOM icon
192
Qualcomm
QCOM
$174B
$319K 0.08%
6,393
-1,204
-16% -$64.2K
CWB icon
193
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.67B
$318K 0.08%
7,364
-1,047
-12% -$47.9K
BEN icon
194
Franklin Resources
BEN
$17.1B
$317K 0.08%
8,617
– –
VHT icon
195
Vanguard Health Care ETF
VHT
$18.5B
$317K 0.08%
2,391
-51
-2% -$6.64K
TROW icon
196
T. Rowe Price
TROW
$24.2B
$314K 0.08%
4,399
+14
+0.3% +$1.03K
TSN icon
197
Tyson Foods
TSN
$20.6B
$308K 0.08%
5,792
+5,242
+953% +$252K
SLYG icon
198
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$307K 0.08%
7,120
+1,840
+35% +$84.1K
IWD icon
199
iShares Russell 1000 Value ETF
IWD
$83.6B
$306K 0.08%
3,132
+34
+1% +$3.38K
PM icon
200
Philip Morris
PM
$295B
$303K 0.08%
3,449
-33,901
-91% -$2.94M
6 7
8
9 10

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.