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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
176
Huntington Bancshares
HBAN
$35.5B
$371K 0.1%
35,080
+49
+0.1% +$547
MAIN icon
177
Main Street Capital
MAIN
$5.48B
$366K 0.1%
13,746
-558
-4% -$16.5K
LEG icon
178
Leggett & Platt
LEG
$1.31B
$350K 0.09%
8,500
-2,147
-20% -$100K
GNR icon
179
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$331K 0.09%
10,210
+3,996
+64% +$149K
BEN icon
180
Franklin Resources
BEN
$17.2B
$321K 0.08%
8,617
+6,005
+230% +$260K
GWW icon
181
W.W. Grainger
GWW
$60.2B
$320K 0.08%
1,492
+1,013
+211% +$227K
IVE icon
182
iShares S&P 500 Value ETF
IVE
$49.8B
$317K 0.08%
3,776
-634
-14% -$56.7K
GPC icon
183
Genuine Parts
GPC
$18.7B
$316K 0.08%
3,815
+827
+28% +$71.2K
WFC icon
184
Wells Fargo
WFC
$264B
$313K 0.08%
6,097
-12
-0.2% -$660
BDX icon
185
Becton Dickinson
BDX
$48.7B
$312K 0.08%
2,411
+1,528
+173% +$213K
FISV
186
Fiserv Inc
FISV
$27.9B
$311K 0.08%
7,200
– –
HD icon
187
Home Depot
HD
$355B
$311K 0.08%
2,695
+1,230
+84% +$142K
UUP icon
188
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$309K 0.08%
12,312
-65,321
-84% -$1.64M
TROW icon
189
T. Rowe Price
TROW
$24.3B
$304K 0.08%
4,385
+2,694
+159% +$200K
DEM icon
190
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$300K 0.08%
8,970
-4,356
-33% -$165K
DOV icon
191
Dover
DOV
$28.4B
$300K 0.08%
6,497
+4,177
+180% +$212K
VHT icon
192
Vanguard Health Care ETF
VHT
$18.6B
$299K 0.08%
2,442
+1,820
+293% +$250K
HP icon
193
Helmerich & Payne
HP
$3.71B
$291K 0.08%
6,159
– –
IBB icon
194
iShares Biotechnology ETF
IBB
$9.77B
$290K 0.08%
2,874
+177
+7% +$21.2K
IWD icon
195
iShares Russell 1000 Value ETF
IWD
$83.7B
$288K 0.07%
3,098
-2,325
-43% -$231K
SDY icon
196
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$288K 0.07%
4,000
+200
+5% +$15.1K
WBA
197
DELISTED
Walgreens Boots Alliance
WBA
$283K 0.07%
3,407
+41
+1% +$3.71K
DBEF icon
198
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$282K 0.07%
10,824
+783
+8% +$22K
ETR icon
199
Entergy
ETR
$50B
$276K 0.07%
8,494
+1,000
+13% +$33.9K
NVS icon
200
Novartis
NVS
$297B
$269K 0.07%
3,273
-95
-3% -$8.46K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.