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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
176
Conagra Brands
CAG
$7.11B
$334K 0.1%
12,980
– –
HP icon
177
Helmerich & Payne
HP
$3.7B
$333K 0.1%
3,402
– –
X
178
DELISTED
US Steel
X
$332K 0.1%
8,465
+7
+0.1% +$245
HBAN icon
179
Huntington Bancshares
HBAN
$35.1B
$329K 0.1%
33,851
+18
+0.1% +$176
EWH icon
180
iShares MSCI Hong Kong ETF
EWH
$1.21B
$327K 0.1%
16,101
+13,664
+561% +$296K
ABEV icon
181
Ambev
ABEV
$46.5B
$318K 0.1%
48,585
+15,449
+47% +$109K
LZB icon
182
La-Z-Boy
LZB
$1.63B
$318K 0.1%
16,090
– –
CTAS icon
183
Cintas
CTAS
$80.9B
$304K 0.09%
17,220
+4,020
+30% +$65.5K
SEP
184
DELISTED
Spectra Engy Parters Lp
SEP
$303K 0.09%
5,713
+200
+4% +$10.8K
EWC icon
185
iShares MSCI Canada ETF
EWC
$6.26B
$298K 0.09%
9,713
+9,421
+3,226% +$303K
LEG icon
186
Leggett & Platt
LEG
$1.31B
$297K 0.09%
8,505
+2,105
+33% +$72.2K
PDM
187
Piedmont Realty Trust
PDM
$1.18B
$297K 0.09%
16,835
+4,034
+32% +$77.4K
EWS icon
188
iShares MSCI Singapore ETF
EWS
$1.06B
$295K 0.09%
11,059
+2,153
+24% +$59.5K
ITW icon
189
Illinois Tool Works
ITW
$84.8B
$294K 0.09%
3,487
+767
+28% +$66.4K
SSYS icon
190
Stratasys
SSYS
$760M
$291K 0.09%
2,412
+12
+0.5% +$1.36K
IGIB icon
191
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$290K 0.09%
5,310
-364
-6% -$20K
FDX icon
192
FedEx
FDX
$74.7B
$288K 0.09%
1,784
– –
IYE icon
193
iShares US Energy ETF
IYE
$1.72B
$286K 0.09%
5,541
+1,783
+47% +$98.1K
VIG icon
194
Vanguard Dividend Appreciation ETF
VIG
$114B
$285K 0.09%
3,702
+1,634
+79% +$127K
TWTR
195
DELISTED
Twitter, Inc.
TWTR
$281K 0.08%
5,455
– –
RDS.B
196
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$269K 0.08%
3,398
+928
+38% +$78.3K
CVX icon
197
Chevron
CVX
$371B
$267K 0.08%
2,239
-455
-17% -$58.1K
ETR icon
198
Entergy
ETR
$49.7B
$267K 0.08%
6,894
+1,600
+30% +$60.6K
BHI
199
DELISTED
Baker Hughes
BHI
$267K 0.08%
4,103
– –
IJJ icon
200
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$261K 0.08%
4,340
+2
+0% +$125
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.