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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
176
Ecolab
ECL
$79.8B
$139K 0.08%
+1,334
New +$139K
LEG icon
177
Leggett & Platt
LEG
$1.31B
$139K 0.08%
4,500
-1,001
-18% -$29.8K
ETP
178
DELISTED
Energy Transfer Partners L.p.
ETP
$138K 0.08%
2,418
+50
+2% +$2.65K
OKS
179
DELISTED
Oneok Partners LP
OKS
$137K 0.08%
2,594
-593
-19% -$31.3K
IYW icon
180
iShares US Technology ETF
IYW
$24.8B
$131K 0.08%
5,904
-31,548
-84% -$657K
RPM icon
181
RPM International
RPM
$14.8B
$131K 0.08%
3,145
– –
DD
182
DELISTED
Du Pont De Nemours E I
DD
$131K 0.08%
2,122
-116
-5% -$6.7K
IYF icon
183
iShares US Financials ETF
IYF
$4.61B
$130K 0.07%
3,232
+2,662
+467% +$103K
BPL
184
DELISTED
Buckeye Partners, L.P.
BPL
$130K 0.07%
1,835
-125
-6% -$8.41K
IEMG icon
185
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$129K 0.07%
2,593
+2,016
+349% +$101K
HD icon
186
Home Depot
HD
$349B
$128K 0.07%
1,555
-86
-5% -$6.7K
NLY icon
187
Annaly Capital Management
NLY
$17.1B
$128K 0.07%
3,206
-2,147
-40% -$93.2K
VYM icon
188
Vanguard High Dividend Yield ETF
VYM
$82.3B
$124K 0.07%
1,996
-1,384
-41% -$83.6K
PFE icon
189
Pfizer
PFE
$149B
$123K 0.07%
4,219
-3,756
-47% -$109K
ORCL icon
190
Oracle
ORCL
$413B
$122K 0.07%
3,200
+450
+16% +$15.5K
IJK icon
191
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$117K 0.07%
3,104
-1,092
-26% -$39.4K
PRF icon
192
Invesco FTSE RAFI US 1000 ETF
PRF
$9.95B
$117K 0.07%
7,035
+6,130
+677% +$97.6K
WPRT
193
Westport Fuel Systems
WPRT
$35.1M
$117K 0.07%
595
-130
-18% -$28.8K
BAX icon
194
Baxter International
BAX
$14B
$116K 0.07%
+3,058
New +$111K
MMP
195
DELISTED
Magellan Midstream Partners, L.P.
MMP
$116K 0.07%
1,829
+407
+29% +$24.3K
TGT icon
196
Target
TGT
$66.8B
$115K 0.07%
+1,810
New +$116K
ESRX
197
DELISTED
Express Scripts Holding Company
ESRX
$112K 0.06%
1,600
-233
-13% -$15.2K
IBM icon
198
IBM
IBM
$220B
$110K 0.06%
613
+394
+180% +$67.9K
ILCB icon
199
iShares Morningstar US Equity ETF
ILCB
$1.31B
$109K 0.06%
4,040
+3,000
+288% +$78.3K
NEM icon
200
Newmont
NEM
$111B
$109K 0.06%
4,747
-418
-8% -$10.7K
6 7
8
9 10

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VCM
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SFI
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MAM
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.