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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
176
BP
BP
$109B
$170K 0.1%
4,938
+1,413
+40% +$48.5K
HSBC.PRA
177
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$170K 0.1%
6,900
+400
+6% +$9.88K
OKS
178
DELISTED
Oneok Partners LP
OKS
$169K 0.1%
3,187
-64
-2% -$3.25K
MRK icon
179
Merck
MRK
$317B
$168K 0.1%
3,691
+420
+13% +$19.2K
TTE icon
180
TotalEnergies
TTE
$191B
$168K 0.1%
1,837,079,730
– –
IJS icon
181
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$167K 0.1%
3,270
-66
-2% -$3.28K
LEG icon
182
Leggett & Platt
LEG
$1.31B
$166K 0.1%
5,501
+97
+2% +$2.98K
EFV icon
183
iShares MSCI EAFE Value ETF
EFV
$29.2B
$165K 0.1%
3,030
-10,594
-78% -$551K
EMB icon
184
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$164K 0.1%
1,504
-23,444
-94% -$2.54M
FITB
185
Fifth Third Bancorp
FITB
$51.7B
$162K 0.09%
8,950
-630
-7% -$11.9K
TNA icon
186
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.41B
$161K 0.09%
+5,130
New +$147K
UWM icon
187
ProShares Ultra Russell2000
UWM
$244M
$160K 0.09%
8,760
-266,440
-97% -$4.56M
IGSB icon
188
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$157K 0.09%
2,980
+1,738
+140% +$91.2K
CVX icon
189
Chevron
CVX
$371B
$153K 0.09%
1,260
-100
-7% -$12.3K
ADRE
190
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$153K 0.09%
4,138
-50
-1% -$1.79K
IYR icon
191
iShares US Real Estate ETF
IYR
$4.63B
$151K 0.09%
2,360
-42
-2% -$2.74K
SPXL icon
192
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
$151K 0.09%
+12,584
New +$149K
VOE icon
193
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$149K 0.09%
2,029
+315
+18% +$22.8K
VTI icon
194
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$149K 0.09%
1,696
+258
+18% +$22.4K
IJK icon
195
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$146K 0.09%
4,196
-228
-5% -$7.75K
LZB icon
196
La-Z-Boy
LZB
$1.63B
$146K 0.09%
6,414
– –
NEM icon
197
Newmont
NEM
$111B
$145K 0.08%
5,165
+2,415
+88% +$71.6K
DDD icon
198
3D Systems Corp
DDD
$588M
$144K 0.08%
2,665
+2,110
+380% +$104K
IBB icon
199
iShares Biotechnology ETF
IBB
$9.53B
$144K 0.08%
2,067
+330
+19% +$21.6K
SIRI icon
200
SiriusXM
SIRI
$10.1B
$144K 0.08%
3,720
-146
-4% -$5.43K
6 7
8
9 10

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CC
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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.