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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
151
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.42M 0.17%
30,644
-6,356
-17% -$486K
LOW icon
152
Lowe's Companies
LOW
$125B
$2.42M 0.17%
8,940
+287
+3% +$69.5K
RLY icon
153
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.39M 0.17%
83,108
-4,236
-5% -$118K
PPA icon
154
Invesco Aerospace & Defense ETF
PPA
$8.7B
$2.34M 0.16%
20,340
-32,652
-62% -$3.55M
HD icon
155
Home Depot
HD
$355B
$2.33M 0.16%
5,760
-17
-0.3% -$6.2K
IUSV icon
156
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.33M 0.16%
24,378
-1,357
-5% -$125K
XLF icon
157
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$2.31M 0.16%
50,875
+20,820
+69% +$908K
IEMG icon
158
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.3M 0.16%
39,992
-10,710
-21% -$580K
SPGI icon
159
S&P Global
SPGI
$120B
$2.28M 0.16%
4,406
-140
-3% -$69.3K
FPE icon
160
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.27M 0.16%
125,455
-264,701
-68% -$4.69M
SPYG icon
161
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$2.23M 0.16%
26,897
-86
-0.3% -$6.87K
ODFL icon
162
Old Dominion Freight Line
ODFL
$44.9B
$2.23M 0.16%
11,212
+601
+6% +$117K
GNR icon
163
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.21M 0.15%
38,329
+2,795
+8% +$156K
FXR icon
164
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$2.21M 0.15%
29,142
+2,916
+11% +$208K
MGK icon
165
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.19M 0.15%
33,960
-1,045
-3% -$65.2K
RSG icon
166
Republic Services
RSG
$65.7B
$2.17M 0.15%
10,812
-1,139
-10% -$229K
VCLT icon
167
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.14M 0.15%
26,394
-226
-0.8% -$17.9K
QTEC icon
168
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.1M 0.15%
10,959
+1,210
+12% +$228K
VBR icon
169
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.09M 0.15%
10,421
-474
-4% -$91.1K
VYM icon
170
Vanguard High Dividend Yield ETF
VYM
$83.5B
$2.04M 0.14%
15,922
-1,054
-6% -$130K
ESGU icon
171
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$2.02M 0.14%
15,971
+314
+2% +$38.1K
SRLN icon
172
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.99M 0.14%
47,650
-114,656
-71% -$4.77M
META icon
173
Meta Platforms (Facebook)
META
$1.51T
$1.97M 0.14%
3,447
-741
-18% -$381K
XLC icon
174
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$1.95M 0.14%
21,556
+3,869
+22% +$334K
IVOL icon
175
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$1.92M 0.13%
99,672
+1,745
+2% +$33.5K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.