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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
151
Kinder Morgan
KMI
$68.7B
$2.42M 0.17%
132,159
+3,770
+3% +$65.9K
SCHV
152
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.42M 0.17%
95,637
+13,941
+17% +$334K
SHOP icon
153
Shopify
SHOP
$195B
$2.39M 0.16%
31,035
-2,083
-6% -$165K
IUSV icon
154
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.34M 0.16%
25,896
+135
+0.5% +$11.6K
VRIG icon
155
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$2.33M 0.16%
+92,928
New +$2.33M
V icon
156
Visa
V
$677B
$2.33M 0.16%
8,334
-131
-2% -$36.2K
ODFL icon
157
Old Dominion Freight Line
ODFL
$44.9B
$2.31M 0.16%
10,524
+328
+3% +$68.4K
RSG icon
158
Republic Services
RSG
$65.7B
$2.29M 0.16%
11,969
-7,586
-39% -$1.35M
VSS icon
159
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.29M 0.16%
19,578
-54
-0.3% -$6.11K
VYM icon
160
Vanguard High Dividend Yield ETF
VYM
$83.5B
$2.21M 0.15%
18,234
+1,747
+11% +$200K
OEF icon
161
iShares S&P 100 ETF
OEF
$20.5B
$2.19M 0.15%
8,840
-10,816
-55% -$2.55M
DIS icon
162
Walt Disney
DIS
$181B
$2.17M 0.15%
17,773
-240
-1% -$25.1K
APAM icon
163
Artisan Partners
APAM
$3.02B
$2.14M 0.15%
46,673
-37,740
-45% -$1.62M
PXD
164
DELISTED
Pioneer Natural Resource Co.
PXD
$2.13M 0.15%
8,109
+171
+2% +$40.1K
COP icon
165
ConocoPhillips
COP
$141B
$2.11M 0.14%
16,583
-25
-0.2% -$2.85K
DHR icon
166
Danaher
DHR
$144B
$2.1M 0.14%
8,424
+141
+2% +$34.4K
LOW icon
167
Lowe's Companies
LOW
$125B
$2.1M 0.14%
8,233
-574
-7% -$132K
F icon
168
Ford
F
$55.7B
$2.08M 0.14%
156,643
-682
-0.4% -$8.27K
VBR icon
169
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.07M 0.14%
10,798
+191
+2% +$34.5K
GNR icon
170
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.07M 0.14%
35,680
+68
+0.2% +$3.69K
HD icon
171
Home Depot
HD
$355B
$2.06M 0.14%
5,376
+745
+16% +$272K
SO icon
172
Southern Company
SO
$107B
$1.98M 0.14%
27,635
+1,170
+4% +$80.8K
BINC icon
173
BlackRock Flexible Income ETF
BINC
$16.3B
$1.97M 0.13%
+37,599
New +$1.96M
MGK icon
174
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$1.97M 0.13%
34,350
+10,680
+45% +$589K
SPGI icon
175
S&P Global
SPGI
$120B
$1.92M 0.13%
4,517
+141
+3% +$61.1K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.