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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
151
ConocoPhillips
COP
$141B
$1.97M 0.17%
16,467
-542
-3% -$62.9K
IWF icon
152
iShares Russell 1000 Growth ETF
IWF
$128B
$1.95M 0.16%
29,320
+2,020
+7% +$139K
META icon
153
Meta Platforms (Facebook)
META
$1.51T
$1.94M 0.16%
6,478
+1,468
+29% +$442K
GNR icon
154
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.94M 0.16%
34,807
-2,357
-6% -$132K
V icon
155
Visa
V
$677B
$1.93M 0.16%
8,386
-134
-2% -$32.2K
LLY icon
156
Eli Lilly
LLY
$1.06T
$1.83M 0.15%
3,403
+148
+5% +$76.3K
MINT icon
157
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.79M 0.15%
17,915
-150
-0.8% -$15K
XLU icon
158
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.79M 0.15%
60,874
+8,570
+16% +$276K
SHOP icon
159
Shopify
SHOP
$195B
$1.77M 0.15%
32,424
-3,204
-9% -$194K
SO icon
160
Southern Company
SO
$107B
$1.76M 0.15%
27,194
-769
-3% -$53.4K
XLK icon
161
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.74M 0.15%
21,236
+3,320
+19% +$285K
IWM icon
162
iShares Russell 2000 ETF
IWM
$81.9B
$1.73M 0.15%
9,779
-2,217
-18% -$416K
SHM icon
163
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.72M 0.14%
37,145
+196
+0.5% +$9.18K
UNH icon
164
UnitedHealth
UNH
$370B
$1.62M 0.14%
3,215
+255
+9% +$125K
VBR icon
165
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.6M 0.14%
10,060
+884
+10% +$148K
XLV icon
166
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.59M 0.13%
12,343
+960
+8% +$127K
OEF icon
167
iShares S&P 100 ETF
OEF
$20.5B
$1.57M 0.13%
7,811
+797
+11% +$166K
DVY icon
168
iShares Select Dividend ETF
DVY
$23.6B
$1.55M 0.13%
14,420
+156
+1% +$17.7K
SCHV
169
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.55M 0.13%
72,054
+8,739
+14% +$196K
XLP icon
170
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$1.52M 0.13%
22,084
+5,597
+34% +$410K
SPYG icon
171
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.5M 0.13%
25,321
+4,485
+22% +$275K
FM
172
DELISTED
iShares Frontier and Select EM ETF
FM
$1.49M 0.13%
57,546
+516
+0.9% +$13.9K
VTEB icon
173
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.48M 0.12%
+30,671
New +$1.52M
DIS icon
174
Walt Disney
DIS
$181B
$1.47M 0.12%
18,099
+932
+5% +$79.6K
HD icon
175
Home Depot
HD
$355B
$1.46M 0.12%
4,847
+507
+12% +$163K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.