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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
151
Vertex Pharmaceuticals
VRTX
$126B
$1.44M 0.14%
4,987
-704
-12% -$215K
UNH icon
152
UnitedHealth
UNH
$370B
$1.43M 0.14%
2,705
+36
+1% +$19.1K
SHM icon
153
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.42M 0.14%
30,286
+736
+2% +$34.3K
VBR icon
154
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.38M 0.13%
8,692
+11
+0.1% +$1.75K
SYY icon
155
Sysco
SYY
$40.3B
$1.37M 0.13%
17,920
+74
+0.4% +$5.98K
FM
156
DELISTED
iShares Frontier and Select EM ETF
FM
$1.33M 0.13%
52,302
-1,096
-2% -$27.2K
ZBH icon
157
Zimmer Biomet
ZBH
$18.4B
$1.31M 0.13%
10,262
-10
-0.1% -$1.16K
XLV icon
158
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.31M 0.13%
9,619
+3,181
+49% +$422K
C icon
159
Citigroup
C
$226B
$1.28M 0.12%
28,409
-5,937
-17% -$270K
STZ icon
160
Constellation Brands
STZ
$23.2B
$1.28M 0.12%
5,538
-20
-0.4% -$4.79K
FBT icon
161
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$1.28M 0.12%
8,317
+1,406
+20% +$207K
CVS icon
162
CVS Health
CVS
$122B
$1.28M 0.12%
13,716
+224
+2% +$21.6K
INGR icon
163
Ingredion
INGR
$6.58B
$1.25M 0.12%
12,783
-53
-0.4% -$4.89K
JEPI icon
164
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$1.25M 0.12%
22,884
-264
-1% -$14.3K
AAAU icon
165
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.23M 0.12%
68,235
-2,316
-3% -$39.8K
VMBS icon
166
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.23M 0.12%
27,042
-1,306
-5% -$59.1K
NUE icon
167
Nucor
NUE
$62.1B
$1.22M 0.12%
9,292
+103
+1% +$14K
MYY icon
168
ProShares Short MidCap400
MYY
$2.88M
$1.2M 0.12%
48,372
+3,527
+8% +$88.3K
TOL icon
169
Toll Brothers
TOL
$14.5B
$1.2M 0.12%
24,029
+921
+4% +$42.4K
HEFA icon
170
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$1.19M 0.12%
44,119
+28,455
+182% +$872K
LLY icon
171
Eli Lilly
LLY
$1.06T
$1.18M 0.11%
3,232
-271
-8% -$96.1K
VTV icon
172
Vanguard Morningstar Value ETF
VTV
$192B
$1.18M 0.11%
8,407
+187
+2% +$25.8K
SCHV
173
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.17M 0.11%
53,367
+1,374
+3% +$29.7K
CSCO icon
174
Cisco
CSCO
$479B
$1.17M 0.11%
24,547
+462
+2% +$21K
JMBS icon
175
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$1.17M 0.11%
25,703
-693
-3% -$31.3K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.