We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
151
Constellation Brands
STZ
$23.2B
$1.28M 0.13%
5,558
-49
-0.9% -$11.9K
SYY icon
152
Sysco
SYY
$40.3B
$1.26M 0.13%
17,846
+718
+4% +$59.8K
SPTL icon
153
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$1.25M 0.13%
+42,281
New +$1.37M
VBR icon
154
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.25M 0.13%
8,681
+457
+6% +$72.6K
MYY icon
155
ProShares Short MidCap400
MYY
$2.88M
$1.24M 0.13%
44,845
+31,905
+247% +$811K
HD icon
156
Home Depot
HD
$355B
$1.21M 0.13%
4,382
+191
+5% +$56.4K
GOOG icon
157
Alphabet (Google) Class C
GOOG
$4.32T
$1.21M 0.13%
12,528
+628
+5% +$70.1K
JMBS icon
158
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$1.19M 0.13%
26,396
+573
+2% +$27.4K
JEPI icon
159
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$1.19M 0.13%
23,148
+4,912
+27% +$273K
DSI icon
160
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.17M 0.12%
17,515
+4,525
+35% +$340K
TSLA icon
161
Tesla
TSLA
$1.3T
$1.17M 0.12%
4,423
-32
-0.7% -$8.94K
AAAU icon
162
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.16M 0.12%
70,551
+674
+1% +$11.6K
ACWV icon
163
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$1.16M 0.12%
13,138
-83,917
-86% -$8.02M
GIGB icon
164
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.16M 0.12%
26,763
+997
+4% +$45.8K
MRK icon
165
Merck
MRK
$318B
$1.14M 0.12%
13,229
-116
-0.9% -$10.4K
LLY icon
166
Eli Lilly
LLY
$1.06T
$1.13M 0.12%
3,503
+333
+11% +$106K
VTIP icon
167
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.13M 0.12%
23,518
-9,845
-30% -$488K
SPMB icon
168
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$1.12M 0.12%
+52,112
New +$1.18M
TLH icon
169
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.1M 0.12%
10,135
+2,903
+40% +$344K
UPS icon
170
United Parcel Service
UPS
$88.9B
$1.07M 0.11%
6,654
+393
+6% +$74.4K
XLE icon
171
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.07M 0.11%
29,860
+1,232
+4% +$46.6K
ZBH icon
172
Zimmer Biomet
ZBH
$18.4B
$1.07M 0.11%
10,272
+57
+0.6% +$6.25K
QTEC icon
173
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.05M 0.11%
10,019
-1,600
-14% -$195K
IVW icon
174
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.05M 0.11%
18,120
-607
-3% -$39.4K
MBB icon
175
iShares MBS ETF
MBB
$39.1B
$1.05M 0.11%
11,445
-517
-4% -$50.1K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.