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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
151
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.52M 0.14%
72,790
-4,284
-6% -$86K
GOOG icon
152
Alphabet (Google) Class C
GOOG
$4.32T
$1.51M 0.14%
10,840
+600
+6% +$81.6K
SPYV icon
153
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.49M 0.14%
35,748
+30,556
+589% +$1.26M
IVW icon
154
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.47M 0.13%
19,242
-980
-5% -$73.6K
LOW icon
155
Lowe's Companies
LOW
$125B
$1.46M 0.13%
7,224
-475
-6% -$109K
UNH icon
156
UnitedHealth
UNH
$370B
$1.46M 0.13%
2,857
+108
+4% +$52.1K
HD icon
157
Home Depot
HD
$355B
$1.42M 0.13%
4,736
-2,212
-32% -$767K
CSCO icon
158
Cisco
CSCO
$479B
$1.42M 0.13%
25,379
-14,991
-37% -$848K
COMT icon
159
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.41M 0.13%
35,228
+7,276
+26% +$264K
VMBS icon
160
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.41M 0.13%
28,105
+1,399
+5% +$71.8K
VBR icon
161
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.4M 0.13%
7,973
-72
-0.9% -$12.5K
NOW icon
162
ServiceNow
NOW
$129B
$1.4M 0.13%
12,540
+6,485
+107% +$727K
NUE icon
163
Nucor
NUE
$62.1B
$1.37M 0.13%
9,219
-96
-1% -$11.8K
AMD icon
164
Advanced Micro Devices
AMD
$789B
$1.35M 0.12%
12,368
+1,144
+10% +$137K
STZ icon
165
Constellation Brands
STZ
$23.2B
$1.35M 0.12%
5,850
-53
-0.9% -$12.2K
AAAU icon
166
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.34M 0.12%
69,617
+897
+1% +$16.8K
GILD icon
167
Gilead Sciences
GILD
$165B
$1.33M 0.12%
22,376
+1,263
+6% +$80.7K
FALN icon
168
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$1.32M 0.12%
47,612
-15,246
-24% -$432K
SYY icon
169
Sysco
SYY
$40.3B
$1.32M 0.12%
16,163
+1,186
+8% +$95.9K
GIGB icon
170
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.3M 0.12%
26,151
-526
-2% -$27K
TAIL icon
171
Cambria Tail Risk ETF
TAIL
$146M
$1.29M 0.12%
77,753
+928
+1% +$16.3K
FXR icon
172
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.28M 0.12%
22,644
+2,101
+10% +$121K
MCHP icon
173
Microchip Technology
MCHP
$46B
$1.28M 0.12%
17,039
-213
-1% -$16K
LEG icon
174
Leggett & Platt
LEG
$1.31B
$1.28M 0.12%
36,680
+8,980
+32% +$344K
VTIP icon
175
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.27M 0.12%
24,851
+385
+2% +$19.7K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.