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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
151
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.6M 0.14%
18,372
+6,612
+56% +$574K
LRCX icon
152
Lam Research
LRCX
$390B
$1.58M 0.14%
21,990
-2,620
-11% -$164K
IYE icon
153
iShares US Energy ETF
IYE
$1.71B
$1.57M 0.14%
52,169
-1,627
-3% -$50.1K
CIBR icon
154
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$1.55M 0.14%
+29,323
New +$1.54M
GILD icon
155
Gilead Sciences
GILD
$165B
$1.53M 0.14%
21,113
+3,661
+21% +$252K
MCHP icon
156
Microchip Technology
MCHP
$46B
$1.5M 0.13%
17,252
-4,096
-19% -$331K
GOOG icon
157
Alphabet (Google) Class C
GOOG
$4.32T
$1.48M 0.13%
10,240
-480
-4% -$69.4K
STZ icon
158
Constellation Brands
STZ
$23.2B
$1.48M 0.13%
5,903
+33
+0.6% +$7.52K
QCOM icon
159
Qualcomm
QCOM
$176B
$1.47M 0.13%
8,051
+120
+2% +$19.2K
AMLP icon
160
Alerian MLP ETF
AMLP
$12.8B
$1.46M 0.13%
+44,630
New +$1.51M
IVOL icon
161
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
$1.46M 0.13%
54,178
-8,472
-14% -$232K
STIP icon
162
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.45M 0.13%
+13,680
New +$1.45M
GIGB icon
163
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.44M 0.13%
26,677
+7,649
+40% +$415K
VBR icon
164
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$1.44M 0.13%
8,045
-168
-2% -$29.9K
SO icon
165
Southern Company
SO
$107B
$1.44M 0.13%
20,960
+630
+3% +$40.2K
SPYG icon
166
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.43M 0.13%
19,792
+1,620
+9% +$113K
AMAT icon
167
Applied Materials
AMAT
$428B
$1.43M 0.13%
9,090
-4,585
-34% -$664K
CTVA icon
168
Corteva
CTVA
$51.3B
$1.43M 0.13%
30,188
-3,927
-12% -$179K
VMBS icon
169
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$1.41M 0.13%
26,706
+3,408
+15% +$181K
COP icon
170
ConocoPhillips
COP
$141B
$1.4M 0.12%
19,388
-369
-2% -$26.9K
IHI icon
171
iShares US Medical Devices ETF
IHI
$3.38B
$1.4M 0.12%
21,225
-340
-2% -$21.8K
FXD icon
172
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.39M 0.12%
22,378
-21,599
-49% -$1.33M
JLL icon
173
Jones Lang LaSalle
JLL
$16.7B
$1.38M 0.12%
5,139
-1,753
-25% -$452K
PCEF icon
174
Invesco CEF Income Composite ETF
PCEF
$814M
$1.38M 0.12%
57,212
+17,177
+43% +$414K
UNH icon
175
UnitedHealth
UNH
$370B
$1.38M 0.12%
2,749
+182
+7% +$82.4K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.