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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
151
Lowe's Companies
LOW
$125B
$1.5M 0.15%
7,388
+827
+13% +$165K
KWEB icon
152
KraneShares CSI China Internet ETF
KWEB
$5.67B
$1.49M 0.14%
+31,430
New +$1.65M
CTVA icon
153
Corteva
CTVA
$51.3B
$1.44M 0.14%
34,115
+9,236
+37% +$400K
GOOG icon
154
Alphabet (Google) Class C
GOOG
$4.32T
$1.43M 0.14%
10,720
+120
+1% +$16.5K
BIIB icon
155
Biogen
BIIB
$30.7B
$1.41M 0.14%
4,972
+2,784
+127% +$912K
LRCX icon
156
Lam Research
LRCX
$390B
$1.4M 0.14%
24,610
+20
+0.1% +$1.22K
OPTU
157
Optimum Communications Inc
OPTU
$301M
$1.4M 0.14%
+67,397
New +$1.96M
DHR icon
158
Danaher
DHR
$144B
$1.39M 0.14%
5,165
-254
-5% -$69.1K
IGSB icon
159
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.39M 0.13%
25,432
-13,200
-34% -$723K
VBR icon
160
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.39M 0.13%
8,213
+258
+3% +$44.2K
DEO icon
161
Diageo
DEO
$53.6B
$1.37M 0.13%
7,112
-245
-3% -$47.5K
IVW icon
162
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.37M 0.13%
18,573
+3
+0% +$229
DDOG icon
163
Datadog
DDOG
$84B
$1.36M 0.13%
9,623
-73
-0.8% -$9.22K
IHI icon
164
iShares US Medical Devices ETF
IHI
$3.37B
$1.35M 0.13%
21,565
+649
+3% +$41.4K
TAIL icon
165
Cambria Tail Risk ETF
TAIL
$146M
$1.34M 0.13%
71,448
+5,575
+8% +$105K
COP icon
166
ConocoPhillips
COP
$141B
$1.34M 0.13%
19,757
+420
+2% +$24.2K
ODFL icon
167
Old Dominion Freight Line
ODFL
$44.9B
$1.33M 0.13%
9,282
-584
-6% -$81K
NTR icon
168
Nutrien
NTR
$30.7B
$1.32M 0.13%
20,416
-881
-4% -$53.9K
BWA icon
169
BorgWarner
BWA
$13.9B
$1.32M 0.13%
34,606
+9,199
+36% +$366K
SPGI icon
170
S&P Global
SPGI
$120B
$1.29M 0.13%
3,039
-182
-6% -$78.9K
IYG icon
171
iShares US Financial Services ETF
IYG
$2.2B
$1.28M 0.12%
+20,343
New +$1.28M
RSG icon
172
Republic Services
RSG
$65.7B
$1.28M 0.12%
10,632
-636
-6% -$76.1K
USHY icon
173
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$1.26M 0.12%
30,424
+5,972
+24% +$248K
SO icon
174
Southern Company
SO
$107B
$1.26M 0.12%
20,330
+3,419
+20% +$220K
ROK icon
175
Rockwell Automation
ROK
$49B
$1.26M 0.12%
4,279
-221
-5% -$67.9K
5 6
7
8 9

Similar funds

PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.