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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SYY icon
151
Sysco
SYY
$40.3B
$1.28M 0.14%
+17,208
New +$1.18M
SO icon
152
Southern Company
SO
$107B
$1.25M 0.14%
+20,432
New +$1.23M
FPE icon
153
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.25M 0.14%
+62,032
New +$1.23M
DVY icon
154
iShares Select Dividend ETF
DVY
$23.6B
$1.24M 0.14%
+12,913
New +$1.17M
STLD icon
155
Steel Dynamics
STLD
$37.6B
$1.23M 0.14%
+33,424
New +$1.16M
QCOM icon
156
Qualcomm
QCOM
$176B
$1.22M 0.14%
+8,019
New +$1.12M
MBB icon
157
iShares MBS ETF
MBB
$39.1B
$1.22M 0.14%
+11,081
New +$1.22M
VMBS icon
158
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.19M 0.13%
+22,032
New +$1.19M
FM
159
DELISTED
iShares Frontier and Select EM ETF
FM
$1.19M 0.13%
41,939
+2,720
+7% +$74.3K
RKT icon
160
Rocket Companies
RKT
$38.9B
$1.18M 0.13%
+58,384
New +$1.23M
EMB icon
161
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.16M 0.13%
+9,997
New +$1.13M
REM icon
162
iShares Mortgage Real Estate ETF
REM
$543M
$1.14M 0.13%
+35,912
New +$1.04M
AMJ
163
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.13M 0.13%
+81,121
New +$1.06M
VBR icon
164
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.13M 0.13%
+7,913
New +$1.02M
DFS
165
DELISTED
Discover Financial Services
DFS
$1.11M 0.13%
+12,251
New +$914K
SHM icon
166
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.1M 0.12%
22,094
+1,197
+6% +$59.6K
BLKB icon
167
Blackbaud
BLKB
$2.08B
$1.08M 0.12%
+18,847
New +$1.05M
INGR icon
168
Ingredion
INGR
$6.58B
$1.08M 0.12%
+13,796
New +$1.06M
IYW icon
169
iShares US Technology ETF
IYW
$25.5B
$1.06M 0.12%
+12,523
New +$1M
TSLA icon
170
Tesla
TSLA
$1.3T
$1.05M 0.12%
+4,479
New +$764K
NOC icon
171
Northrop Grumman
NOC
$81.2B
$1.04M 0.12%
+3,427
New +$1.05M
STX icon
172
Seagate
STX
$184B
$1.04M 0.12%
+16,699
New +$939K
CMRC
173
Commerce.com Inc Series 1
CMRC
$184M
$1.02M 0.12%
+15,858
New +$1.27M
SPYG icon
174
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.02M 0.11%
+18,374
New +$966K
AMD icon
175
Advanced Micro Devices
AMD
$789B
$1.01M 0.11%
+11,021
New +$951K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.