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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
151
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-19,255
Closed -$1.69M
HYLS icon
152
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-5,512
Closed -$269K
IAGG icon
153
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-6,652
Closed -$364K
IAU icon
154
iShares Gold Trust
IAU
$64.4B
– –
-8,877
Closed -$257K
IBCP icon
155
Independent Bank Corp
IBCP
$844M
– –
-15,193
Closed -$344K
IBM icon
156
IBM
IBM
$224B
– –
-4,555
Closed -$584K
IEF icon
157
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-3,782
Closed -$417K
IEFA icon
158
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-49,500
Closed -$3.23M
IEMG icon
159
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-13,269
Closed -$713K
IGSB icon
160
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-8,426
Closed -$452K
IHI icon
161
iShares US Medical Devices ETF
IHI
$3.37B
– –
-13,326
Closed -$587K
IJS icon
162
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-5,224
Closed -$420K
IJT icon
163
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
– –
-6,568
Closed -$635K
IJUL icon
164
Innovator International Developed Power Buffer ETF July
IJUL
$258M
– –
-19,257
Closed -$457K
INGR icon
165
Ingredion
INGR
$6.58B
– –
-22,271
Closed -$2.07M
INTC icon
166
Intel
INTC
$513B
– –
-69,899
Closed -$4.18M
INVA icon
167
Innoviva
INVA
$1.48B
– –
-123,552
Closed -$1.75M
ISHG icon
168
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
– –
-10,708
Closed -$849K
ITOT icon
169
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-4,059
Closed -$295K
IUSV icon
170
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-26,854
Closed -$1.69M
IVE icon
171
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-4,976
Closed -$647K
IVW icon
172
iShares S&P 500 Growth ETF
IVW
$77.6B
– –
-26,304
Closed -$1.27M
IWB icon
173
iShares Russell 1000 ETF
IWB
$50.2B
– –
-1,524
Closed -$272K
IWM icon
174
iShares Russell 2000 ETF
IWM
$81.9B
– –
-8,516
Closed -$1.41M
IXUS icon
175
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
– –
-4,171
Closed -$258K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.