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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
151
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$784K 0.14%
23,405
-85
-0.4% -$2.76K
DEM icon
152
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$780K 0.14%
17,037
+569
+3% +$24.7K
IYW icon
153
iShares US Technology ETF
IYW
$25.1B
$779K 0.14%
13,400
-68
-0.5% -$3.7K
SPYD icon
154
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$776K 0.14%
19,677
-805
-4% -$31K
F icon
155
Ford
F
$56B
$774K 0.14%
83,237
+20,995
+34% +$189K
SYY icon
156
Sysco
SYY
$40.2B
$769K 0.14%
8,986
-7,623
-46% -$618K
SPYG icon
157
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.4B
$763K 0.14%
18,205
+990
+6% +$39.7K
MRK icon
158
Merck
MRK
$318B
$759K 0.14%
8,752
+568
+7% +$46.7K
EFA icon
159
iShares MSCI EAFE ETF
EFA
$80.2B
$740K 0.13%
10,662
+688
+7% +$46.5K
VPU
160
Vanguard Utilities ETF
VPU
$8.38B
$731K 0.13%
5,115
-930
-15% -$131K
TIP icon
161
iShares TIPS Bond ETF
TIP
$14.5B
$718K 0.13%
6,160
+1,774
+40% +$206K
GSK icon
162
GSK
GSK
$106B
$716K 0.13%
12,193
+281
+2% +$15.6K
IEMG icon
163
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$713K 0.13%
13,269
+2,092
+19% +$108K
GOOGL icon
164
Alphabet (Google) Class A
GOOGL
$4.33T
$711K 0.13%
10,620
+1,780
+20% +$115K
NUE icon
165
Nucor
NUE
$62B
$679K 0.12%
12,073
+125
+1% +$6.82K
UNH icon
166
UnitedHealth
UNH
$372B
$677K 0.12%
2,303
+2
+0.1% +$523
LOW icon
167
Lowe's Companies
LOW
$125B
$670K 0.12%
5,592
+221
+4% +$25.3K
YYY icon
168
Amplify CEF High Income ETF
YYY
$734M
$662K 0.12%
+37,116
New +$658K
NS
169
DELISTED
NuStar Energy L.P.
NS
$659K 0.12%
25,500
-2,514
-9% -$70K
IVE icon
170
iShares S&P 500 Value ETF
IVE
$49.9B
$647K 0.12%
4,976
-17
-0.3% -$2.12K
HYD icon
171
VanEck High Yield Muni ETF
HYD
$4.45B
$635K 0.11%
9,912
+2,054
+26% +$132K
IJT icon
172
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$635K 0.11%
6,568
+844
+15% +$77.9K
ALTY icon
173
Global X Alternative Income ETF
ALTY
$45.5M
$630K 0.11%
42,612
-7,669
-15% -$113K
RSPR icon
174
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$102M
$613K 0.11%
+19,506
New +$614K
VNQI icon
175
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$613K 0.11%
10,374
+72
+0.7% +$4.32K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.