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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTY icon
151
Global X Alternative Income ETF
ALTY
$45.5M
$752K 0.15%
50,281
+8,737
+21% +$130K
ISHG icon
152
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$751K 0.15%
9,671
+314
+3% +$24.7K
FXO icon
153
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$747K 0.15%
23,490
+1
+0% +$32
SO icon
154
Southern Company
SO
$107B
$747K 0.15%
12,097
-181
-1% -$10.5K
GE icon
155
GE Aerospace
GE
$384B
$738K 0.14%
16,556
+2,408
+17% +$113K
FXH icon
156
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$723K 0.14%
9,767
+475
+5% +$36.2K
VBR icon
157
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$707K 0.14%
5,484
+349
+7% +$44.7K
IYW icon
158
iShares US Technology ETF
IYW
$25.2B
$688K 0.13%
13,468
+248
+2% +$12.6K
DEM icon
159
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$680K 0.13%
16,468
+5,343
+48% +$229K
PGX icon
160
Invesco Preferred ETF
PGX
$3.79B
$676K 0.13%
44,981
-2,040
-4% -$30.4K
SPYG icon
161
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$669K 0.13%
17,215
-70,635
-80% -$2.76M
PGF icon
162
Invesco Financial Preferred ETF
PGF
$674M
$661K 0.13%
35,219
+24
+0.1% +$449
HD icon
163
Home Depot
HD
$355B
$659K 0.13%
2,842
-58
-2% -$12.7K
MRK icon
164
Merck
MRK
$318B
$657K 0.13%
8,184
+85
+1% +$6.81K
EFA icon
165
iShares MSCI EAFE ETF
EFA
$80.2B
$650K 0.13%
9,974
+484
+5% +$31.2K
GSK icon
166
GSK
GSK
$106B
$635K 0.12%
11,912
+1,575
+15% +$81K
RSPU icon
167
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$634K 0.12%
11,894
+38
+0.3% +$1.94K
OUSA icon
168
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$632K 0.12%
18,192
+8,685
+91% +$299K
SNDS
169
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$614K 0.12%
34,495
+7,966
+30% +$142K
PSK icon
170
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$612K 0.12%
13,861
-1,536
-10% -$67.2K
HYMB icon
171
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$609K 0.12%
20,520
+398
+2% +$11.7K
NUE icon
172
Nucor
NUE
$62.1B
$608K 0.12%
11,948
-582
-5% -$30.4K
VNQI icon
173
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$604K 0.12%
10,302
-45
-0.4% -$2.63K
IVE icon
174
iShares S&P 500 Value ETF
IVE
$49.8B
$595K 0.12%
4,993
-271
-5% -$31.8K
LOW icon
175
Lowe's Companies
LOW
$125B
$591K 0.12%
5,371
-467
-8% -$49.3K
5 6
7
8 9

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SFI
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.