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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
151
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$711K 0.14%
23,489
-412
-2% -$12.3K
ISHG icon
152
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$705K 0.14%
8,934
-72
-0.8% -$5.72K
IEMG icon
153
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$699K 0.14%
13,521
+4,870
+56% +$247K
SDIV icon
154
Global X SuperDividend ETF
SDIV
$1.21B
$686K 0.14%
12,562
-41
-0.3% -$2.28K
ETR icon
155
Entergy
ETR
$50B
$684K 0.14%
14,316
+66
+0.5% +$2.98K
REM icon
156
iShares Mortgage Real Estate ETF
REM
$548M
$679K 0.14%
15,677
-48
-0.3% -$2.06K
FDT icon
157
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$662K 0.13%
12,171
-253
-2% -$13.5K
RSPR icon
158
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$102M
$658K 0.13%
+21,965
New +$627K
RSPU icon
159
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$654K 0.13%
+13,506
New +$626K
FXR icon
160
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$653K 0.13%
16,357
-3,224
-16% -$124K
KBWD icon
161
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$651K 0.13%
30,012
+250
+0.8% +$5.44K
RSPH icon
162
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$646K 0.13%
32,750
-18,260
-36% -$352K
VBR icon
163
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$644K 0.13%
5,005
-193
-4% -$24.5K
PGX icon
164
Invesco Preferred ETF
PGX
$3.79B
$638K 0.13%
43,966
-593
-1% -$8.44K
PGF icon
165
Invesco Financial Preferred ETF
PGF
$674M
$630K 0.13%
34,480
-689
-2% -$12.5K
HD icon
166
Home Depot
HD
$355B
$628K 0.13%
3,270
-993
-23% -$182K
VOO icon
167
Vanguard S&P 500 ETF
VOO
$1.01T
$626K 0.13%
2,411
+33
+1% +$8.24K
IYW icon
168
iShares US Technology ETF
IYW
$25.2B
$623K 0.13%
13,076
– –
LOW icon
169
Lowe's Companies
LOW
$125B
$607K 0.12%
5,544
-455
-8% -$45.4K
IVE icon
170
iShares S&P 500 Value ETF
IVE
$49.8B
$600K 0.12%
5,318
+1,623
+44% +$178K
ALTY icon
171
Global X Alternative Income ETF
ALTY
$45.5M
$599K 0.12%
40,330
+254
+0.6% +$3.69K
OEF icon
172
iShares S&P 100 ETF
OEF
$20.6B
$597K 0.12%
4,769
+2,272
+91% +$274K
VNQI icon
173
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$594K 0.12%
9,972
+62
+0.6% +$3.51K
SO icon
174
Southern Company
SO
$107B
$592K 0.12%
11,457
+514
+5% +$25.2K
GGG icon
175
Graco
GGG
$13.5B
$577K 0.12%
11,656
+451
+4% +$20.4K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.