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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
151
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$729K 0.16%
18,428
-3,384
-16% -$138K
BRK.B icon
152
Berkshire Hathaway Class B
BRK.B
$1.13T
$723K 0.16%
3,541
-530
-13% -$111K
ISHG icon
153
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$718K 0.16%
9,006
-1,162
-11% -$93.5K
TDIV icon
154
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$718K 0.16%
21,644
+9,134
+73% +$323K
BA icon
155
Boeing
BA
$185B
$701K 0.15%
2,173
-507
-19% -$175K
NUE icon
156
Nucor
NUE
$62.1B
$691K 0.15%
13,328
-31,187
-70% -$1.84M
SPYG icon
157
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$672K 0.15%
20,681
-5,679
-22% -$198K
FXR icon
158
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$668K 0.15%
19,581
+1,360
+7% +$51.1K
KNOW
159
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$658K 0.14%
19,545
-2,062
-10% -$77.5K
SPSM icon
160
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$652K 0.14%
24,726
-18,161
-42% -$536K
SDIV icon
161
Global X SuperDividend ETF
SDIV
$1.21B
$647K 0.14%
12,603
-263
-2% -$14.9K
FXO icon
162
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$646K 0.14%
23,901
+11,583
+94% +$342K
MMD
163
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$633K 0.14%
32,436
+3,515
+12% +$68.3K
REM icon
164
iShares Mortgage Real Estate ETF
REM
$548M
$628K 0.14%
15,725
-3,437
-18% -$146K
F icon
165
Ford
F
$55.7B
$617K 0.14%
80,638
+1,865
+2% +$16.6K
ETR icon
166
Entergy
ETR
$50B
$613K 0.13%
14,250
-106
-0.7% -$4.51K
PGF icon
167
Invesco Financial Preferred ETF
PGF
$674M
$611K 0.13%
35,169
+678
+2% +$12K
FDT icon
168
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$609K 0.13%
12,424
+4,894
+65% +$257K
DDWM icon
169
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
$605K 0.13%
23,337
+7,250
+45% +$200K
PGX icon
170
Invesco Preferred ETF
PGX
$3.79B
$600K 0.13%
44,559
+614
+1% +$8.47K
VBR icon
171
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$593K 0.13%
5,198
+243
+5% +$30.7K
KBWD icon
172
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$590K 0.13%
29,762
-2,939
-9% -$63.3K
HYMB icon
173
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$566K 0.12%
20,194
-4,074
-17% -$113K
FSK icon
174
FS KKR Capital
FSK
$3.44B
$564K 0.12%
27,217
+21,200
+352% +$528K
NVDA icon
175
NVIDIA
NVDA
$5.42T
$559K 0.12%
167,480
-48,760
-23% -$233K
5 6
7
8 9

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VCM
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SFI
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.