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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
151
Cisco
CSCO
$479B
$786K 0.17%
16,153
+5,781
+56% +$260K
JPM icon
152
JPMorgan Chase
JPM
$950B
$773K 0.16%
6,849
-503
-7% -$57.1K
FXR icon
153
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$772K 0.16%
18,221
+825
+5% +$34.3K
SPYM
154
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$767K 0.16%
+22,513
New +$753K
KBWD icon
155
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$745K 0.16%
32,701
+12,877
+65% +$302K
F icon
156
Ford
F
$55.7B
$729K 0.15%
78,773
+24,065
+44% +$241K
META icon
157
Meta Platforms (Facebook)
META
$1.51T
$724K 0.15%
4,405
+2,146
+95% +$388K
SPAB icon
158
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$698K 0.15%
+25,174
New +$700K
VBR icon
159
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$691K 0.15%
4,955
+587
+13% +$82.3K
GOOGL icon
160
Alphabet (Google) Class A
GOOGL
$4.33T
$683K 0.14%
11,320
+3,560
+46% +$216K
HYMB icon
161
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$683K 0.14%
24,268
+5,860
+32% +$166K
PCEF icon
162
Invesco CEF Income Composite ETF
PCEF
$814M
$674K 0.14%
29,569
+15,579
+111% +$357K
XRT icon
163
State Street SPDR S&P Retail ETF
XRT
$327M
$651K 0.14%
+12,752
New +$647K
XLF icon
164
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$650K 0.14%
23,568
-5,527
-19% -$155K
IJT icon
165
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$645K 0.14%
6,392
+904
+16% +$90.9K
PGX icon
166
Invesco Preferred ETF
PGX
$3.79B
$629K 0.13%
43,945
+15,957
+57% +$232K
PGF icon
167
Invesco Financial Preferred ETF
PGF
$674M
$627K 0.13%
34,491
+10,549
+44% +$194K
HYG icon
168
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$609K 0.13%
+7,043
New +$605K
EPS icon
169
WisdomTree US LargeCap Fund
EPS
$1.65B
$608K 0.13%
+18,609
New +$598K
HYD icon
170
VanEck High Yield Muni ETF
HYD
$4.45B
$601K 0.13%
+9,655
New +$606K
KBWY icon
171
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$590K 0.12%
17,439
+4,250
+32% +$149K
ETR icon
172
Entergy
ETR
$50B
$582K 0.12%
14,356
+4,860
+51% +$201K
MRK icon
173
Merck
MRK
$318B
$580K 0.12%
8,576
+4,603
+116% +$293K
ALTY icon
174
Global X Alternative Income ETF
ALTY
$45.5M
$577K 0.12%
38,201
+14,365
+60% +$218K
IVE icon
175
iShares S&P 500 Value ETF
IVE
$49.8B
$573K 0.12%
4,944
+1,139
+30% +$131K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.