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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$329M
AUM Growth
-$123M
Cap. Flow
-$128M
Cap. Flow %
-39.01%
Top 10 Hldgs %
19.4%
Holding
332
New
23
Increased
18
Reduced
212
Closed
75

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$1.8M
2
MKSI icon
MKS Inc
MKSI
+$1.73M
3
INVA icon
Innoviva
INVA
+$1.68M
4
LEA icon
Lear
LEA
+$1.64M
5
LPX icon
Louisiana-Pacific
LPX
+$1.63M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.64M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.93M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.79M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.83M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.59M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Healthcare 6.41%
3 Consumer Discretionary 5.72%
4 Industrials 4.82%
5 Financials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
151
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$564K 0.17%
12,983
-1,627
-11% -$69.9K
HYLS icon
152
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$556K 0.17%
11,797
-1,790
-13% -$85.2K
BA icon
153
Boeing
BA
$184B
$552K 0.17%
1,646
-1,311
-44% -$451K
SDIV icon
154
Global X SuperDividend ETF
SDIV
$1.2B
$550K 0.17%
8,736
-1,405
-14% -$87.8K
LOW icon
155
Lowe's Companies
LOW
$122B
$531K 0.16%
5,559
-722
-11% -$65.3K
USO icon
156
United States Oil Fund
USO
$1.86B
$527K 0.16%
4,373
+497
+13% +$54.5K
VYM icon
157
Vanguard High Dividend Yield ETF
VYM
$82.3B
$524K 0.16%
6,315
-2,418
-28% -$202K
HYMB icon
158
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$520K 0.16%
18,408
+6,180
+51% +$173K
IJT icon
159
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$519K 0.16%
5,488
-478
-8% -$43.9K
WM icon
160
Waste Management
WM
$91.5B
$516K 0.16%
6,341
-6,050
-49% -$501K
ISHG icon
161
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$514K 0.16%
6,247
-5,102
-45% -$429K
TGT icon
162
Target
TGT
$66.8B
$513K 0.16%
6,735
-3,560
-35% -$262K
KNOW
163
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$510K 0.15%
12,322
+4,003
+48% +$165K
FEX icon
164
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$497K 0.15%
8,383
+1
+0% +$60
REM icon
165
iShares Mortgage Real Estate ETF
REM
$535M
$497K 0.15%
11,437
+777
+7% +$33.7K
KMB icon
166
Kimberly-Clark
KMB
$36.1B
$485K 0.15%
4,600
-3,649
-44% -$379K
KBWY icon
167
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$307M
$471K 0.14%
13,189
-3,123
-19% -$103K
UUP icon
168
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$459K 0.14%
+18,414
New +$449K
FDL icon
169
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$458K 0.14%
16,026
– –
KBWD icon
170
Invesco KBW High Dividend Yield Financial ETF
KBWD
$419M
$457K 0.14%
19,824
-227
-1% -$5.26K
FXY icon
171
Invesco CurrencyShares Japanese Yen Trust
FXY
$449M
$455K 0.14%
5,260
+187
+4% +$16.4K
CSCO icon
172
Cisco
CSCO
$476B
$446K 0.14%
10,372
-4,948
-32% -$216K
FXD icon
173
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$443K 0.13%
10,445
-265
-2% -$11K
PGF icon
174
Invesco Financial Preferred ETF
PGF
$672M
$442K 0.13%
23,942
-3,008
-11% -$55.3K
META icon
175
Meta Platforms (Facebook)
META
$1.5T
$439K 0.13%
2,259
-357
-14% -$64.5K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q2 2018 Portfolio in Review

As of Q2 2018, Regal Investment Advisors held 332 positions worth $329M, down 27% from $452M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $128M in Q2 2018, closing 75 positions and reducing 212 holdings. Its most notable exit was Blackrock, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Regal Investment Advisors opened a new position in Freeport-McMoran worth $1.83M.

  • Regal Investment Advisors's largest Q2 2018 buy was Freeport-McMoran: 106,063 shares worth $1.83M.
  • Regal Investment Advisors added most to Chevron in Q2 2018, an estimated $564K increase.
  • Regal Investment Advisors's biggest Q2 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $6.64M.
  • Regal Investment Advisors fully exited Blackrock in Q2 2018, selling an estimated $2.49M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $329M portfolio in Q2 2018.
  • Regal Investment Advisors opened 23 new positions and closed 75 in Q2 2018.
  • Regal Investment Advisors's portfolio value fell 27% quarter-over-quarter to $329M.

Based on Regal Investment Advisors's 13F filing for Q2 2018, filed 10 Aug 2018.