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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
151
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$620K 0.15%
13,786
-452
-3% -$20.3K
FXO icon
152
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$597K 0.15%
20,870
– –
USRT icon
153
iShares Core US REIT ETF
USRT
$4.62B
$596K 0.15%
12,109
+359
+3% +$17.7K
FDL icon
154
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$595K 0.15%
21,160
+263
+1% +$7.51K
FXH icon
155
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$591K 0.15%
8,832
+63
+0.7% +$4.05K
VBR icon
156
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$588K 0.15%
4,784
+298
+7% +$36.4K
WM icon
157
Waste Management
WM
$90.6B
$583K 0.14%
7,950
-200
-2% -$14.6K
FXR icon
158
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$568K 0.14%
16,055
-956
-6% -$33.2K
X
159
DELISTED
US Steel
X
$535K 0.13%
24,168
+5,460
+29% +$130K
GOOGL icon
160
Alphabet (Google) Class A
GOOGL
$4.36T
$528K 0.13%
11,360
+4,020
+55% +$188K
VMBS icon
161
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$528K 0.13%
10,029
+1,704
+20% +$89.9K
ETR icon
162
Entergy
ETR
$50.2B
$524K 0.13%
13,648
+54
+0.4% +$2.09K
AMZN icon
163
Amazon
AMZN
$2.92T
$520K 0.13%
10,740
+4,080
+61% +$195K
FXD icon
164
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$519K 0.13%
14,022
-22,367
-61% -$820K
MBB icon
165
iShares MBS ETF
MBB
$38.9B
$511K 0.13%
4,783
-2,653
-36% -$284K
FEX icon
166
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$501K 0.12%
9,415
– –
IYW icon
167
iShares US Technology ETF
IYW
$23.6B
$494K 0.12%
14,132
+3,408
+32% +$119K
PGF icon
168
Invesco Financial Preferred ETF
PGF
$677M
$490K 0.12%
25,639
-191
-0.7% -$3.62K
XLV icon
169
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$474K 0.12%
5,980
-3,103
-34% -$236K
IVW icon
170
iShares S&P 500 Growth ETF
IVW
$73.8B
$470K 0.12%
13,744
+3,764
+38% +$128K
SCHV
171
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$468K 0.12%
27,954
+114
+0.4% +$1.9K
VNQI icon
172
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$463K 0.11%
8,239
+135
+2% +$7.51K
AOM icon
173
iShares Core Moderate Allocation ETF
AOM
$1.74B
$457K 0.11%
12,259
+19
+0.2% +$702
IWP icon
174
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$454K 0.11%
+8,396
New +$447K
XLK icon
175
State Street Technology Select Sector SPDR ETF
XLK
$115B
$448K 0.11%
16,374
-2,636
-14% -$72.5K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.