We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBWY icon
151
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$624K 0.16%
+16,559
New +$620K
TDIV icon
152
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$623K 0.16%
19,662
-7,508
-28% -$233K
IVE icon
153
iShares S&P 500 Value ETF
IVE
$49.8B
$616K 0.16%
5,918
+185
+3% +$19.2K
ISHG icon
154
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$606K 0.16%
7,721
-4,001
-34% -$312K
JXI icon
155
iShares Global Utilities ETF
JXI
$313M
$606K 0.16%
12,567
+3,855
+44% +$178K
FDL icon
156
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$602K 0.16%
20,897
-850
-4% -$24.3K
WM icon
157
Waste Management
WM
$90.5B
$594K 0.16%
8,150
+1,200
+17% +$85.6K
FXR icon
158
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$584K 0.15%
17,011
+456
+3% +$15.6K
IGIB icon
159
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$584K 0.15%
10,720
-56
-0.5% -$3.04K
NVDA icon
160
NVIDIA
NVDA
$5.13T
$583K 0.15%
214,240
+26,080
+14% +$69.4K
FXO icon
161
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$578K 0.15%
20,870
+10,565
+103% +$294K
USRT icon
162
iShares Core US REIT ETF
USRT
$4.64B
$575K 0.15%
11,750
+4,164
+55% +$205K
VBR icon
163
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$551K 0.14%
4,486
+556
+14% +$68.3K
FXH icon
164
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$547K 0.14%
8,769
-1,575
-15% -$96.1K
WELL icon
165
Welltower
WELL
$168B
$518K 0.14%
7,309
+512
+8% +$34.5K
ETR icon
166
Entergy
ETR
$50.4B
$516K 0.13%
13,594
+1,148
+9% +$42.1K
XLK icon
167
State Street Technology Select Sector SPDR ETF
XLK
$123B
$507K 0.13%
19,010
+20
+0.1% +$515
FEX icon
168
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$486K 0.13%
9,415
+18
+0.2% +$915
PGF icon
169
Invesco Financial Preferred ETF
PGF
$676M
$482K 0.13%
25,830
-17,187
-40% -$317K
TGT icon
170
Target
TGT
$67.8B
$474K 0.12%
8,583
+2,680
+45% +$167K
SPHD icon
171
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$464K 0.12%
11,459
+5,147
+82% +$207K
SCHV
172
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$461K 0.12%
27,840
-1,602
-5% -$26.3K
AOM icon
173
iShares Core Moderate Allocation ETF
AOM
$1.77B
$445K 0.12%
12,240
+2,478
+25% +$89K
XLE icon
174
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$439K 0.11%
12,552
+2,288
+22% +$82.7K
MMP
175
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.