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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
151
iShares International Select Dividend ETF
IDV
$8.48B
$571K 0.16%
19,323
-873
-4% -$25.5K
META icon
152
Meta Platforms (Facebook)
META
$1.5T
$545K 0.15%
4,736
+469
+11% +$57.6K
FXR icon
153
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
$544K 0.15%
+16,555
New +$519K
X
154
DELISTED
US Steel
X
$543K 0.15%
16,455
-2,017
-11% -$53.9K
PSX icon
155
Phillips 66
PSX
$82.4B
$536K 0.15%
6,205
-1,872
-23% -$156K
HYG icon
156
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$534K 0.15%
6,166
+1,605
+35% +$138K
NVDA icon
157
NVIDIA
NVDA
$5.3T
$502K 0.14%
188,160
+26,480
+16% +$55.3K
WM icon
158
Waste Management
WM
$91.5B
$493K 0.14%
6,950
+200
+3% +$13.4K
VBR icon
159
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$476K 0.13%
3,930
+1,106
+39% +$127K
SCHV
160
Schwab US Large-Cap Value ETF
SCHV
$16B
$472K 0.13%
29,442
+7,560
+35% +$117K
XLK icon
161
State Street Technology Select Sector SPDR ETF
XLK
$122B
$459K 0.13%
18,990
+294
+2% +$7.02K
FEX icon
162
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$458K 0.13%
9,397
+34
+0.4% +$1.62K
ETR icon
163
Entergy
ETR
$49.7B
$457K 0.13%
12,446
+8
+0.1% +$287
BNDX icon
164
Vanguard Total International Bond ETF
BNDX
$82.1B
$456K 0.13%
8,394
+2,373
+39% +$130K
WELL icon
165
Welltower
WELL
$170B
$455K 0.13%
6,797
-1,028
-13% -$68.1K
QTEC icon
166
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$452K 0.13%
+8,591
New +$442K
GCE
167
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$449K 0.12%
28,705
-276
-1% -$4.21K
TGT icon
168
Target
TGT
$66.8B
$426K 0.12%
5,903
+1,603
+37% +$116K
KMI icon
169
Kinder Morgan
KMI
$69.7B
$425K 0.12%
20,501
-1,451
-7% -$30.7K
IEF icon
170
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$419K 0.12%
3,999
-5,179
-56% -$556K
VMBS icon
171
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$413K 0.11%
7,892
-241
-3% -$12.8K
FGD icon
172
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$396K 0.11%
17,000
-2,493
-13% -$57.6K
HYMB icon
173
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$394K 0.11%
14,072
+1,114
+9% +$31.7K
USO icon
174
United States Oil Fund
USO
$1.86B
$394K 0.11%
+4,198
New +$371K
IFV icon
175
First Trust Dorsey Wright International Focus 5 ETF
IFV
$233M
$392K 0.11%
22,991
-56,287
-71% -$971K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.