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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
151
Vanguard Extended Market ETF
VXF
$31.2B
$593K 0.17%
6,498
+1,869
+40% +$168K
SHM icon
152
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$588K 0.17%
12,027
+5
+0% +$245
WELL icon
153
Welltower
WELL
$170B
$585K 0.17%
7,825
+3,746
+92% +$287K
IJJ icon
154
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$580K 0.16%
8,718
-796
-8% -$52.6K
META icon
155
Meta Platforms (Facebook)
META
$1.5T
$547K 0.16%
4,267
+670
+19% +$83.2K
IGSB icon
156
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$539K 0.15%
10,186
-1,970
-16% -$104K
EXC icon
157
Exelon
EXC
$46.7B
$517K 0.15%
21,760
+5,094
+31% +$128K
KMI icon
158
Kinder Morgan
KMI
$69.7B
$508K 0.14%
21,952
+2,261
+11% +$47.9K
SO icon
159
Southern Company
SO
$107B
$486K 0.14%
9,483
+81
+0.9% +$4.27K
ETR icon
160
Entergy
ETR
$49.7B
$477K 0.14%
12,438
+1,128
+10% +$44.9K
IVE icon
161
iShares S&P 500 Value ETF
IVE
$49.6B
$474K 0.13%
4,994
-758
-13% -$72.1K
GCE
162
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$464K 0.13%
28,981
-9,009
-24% -$141K
FGD icon
163
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$458K 0.13%
19,493
-2,393
-11% -$55.3K
XLE icon
164
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$457K 0.13%
12,958
+1,138
+10% +$39K
TLT icon
165
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$452K 0.13%
3,287
-30,917
-90% -$4.29M
TIP icon
166
iShares TIPS Bond ETF
TIP
$14.5B
$449K 0.13%
3,853
-14,628
-79% -$1.7M
XLK icon
167
State Street Technology Select Sector SPDR ETF
XLK
$122B
$447K 0.13%
18,696
+6,476
+53% +$150K
IYW icon
168
iShares US Technology ETF
IYW
$24.8B
$445K 0.13%
14,968
-5,716
-28% -$164K
VMBS icon
169
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$439K 0.12%
8,133
+481
+6% +$25.9K
FEX icon
170
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$438K 0.12%
9,363
-335
-3% -$15.6K
MDY icon
171
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$431K 0.12%
1,528
-8,039
-84% -$2.26M
WM icon
172
Waste Management
WM
$91.5B
$430K 0.12%
6,750
+200
+3% +$13.1K
REM icon
173
iShares Mortgage Real Estate ETF
REM
$535M
$424K 0.12%
10,096
+7,007
+227% +$297K
XLU icon
174
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$422K 0.12%
17,210
+2,958
+21% +$75.1K
VNQI icon
175
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$413K 0.12%
7,357
+75
+1% +$4.19K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.