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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
151
Kinder Morgan
KMI
$68.7B
$501K 0.13%
18,111
+7,093
+64% +$235K
VSS icon
152
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$487K 0.13%
5,375
+1,748
+48% +$167K
KMB icon
153
Kimberly-Clark
KMB
$36.5B
$481K 0.12%
4,420
-744
-14% -$82K
CL icon
154
Colgate-Palmolive
CL
$74.4B
$473K 0.12%
7,460
+3,132
+72% +$205K
AOA icon
155
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$460K 0.12%
+10,545
New +$483K
FXO icon
156
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$460K 0.12%
20,509
-441
-2% -$10.4K
UDF
157
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$451K 0.12%
25,670
– –
VYM icon
158
Vanguard High Dividend Yield ETF
VYM
$82.8B
$444K 0.12%
7,099
-898
-11% -$59.1K
VFC icon
159
VF Corp
VFC
$5.89B
$436K 0.11%
6,802
+3,357
+97% +$230K
SHM icon
160
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$428K 0.11%
8,798
+876
+11% +$42.6K
BAC icon
161
Bank of America
BAC
$442B
$427K 0.11%
27,440
+3,310
+14% +$55.7K
ITW icon
162
Illinois Tool Works
ITW
$85.3B
$425K 0.11%
5,164
+2,618
+103% +$229K
SCZ icon
163
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$425K 0.11%
8,898
-1,461
-14% -$72.9K
FXZ icon
164
First Trust Materials AlphaDEX Fund
FXZ
$398M
$424K 0.11%
15,751
-1,995
-11% -$59.7K
PDM
165
Piedmont Realty Trust
PDM
$1.19B
$413K 0.11%
23,113
+12,515
+118% +$224K
QCOM icon
166
Qualcomm
QCOM
$176B
$408K 0.11%
7,597
-2,767
-27% -$164K
SHW icon
167
Sherwin-Williams
SHW
$89.8B
$399K 0.1%
5,376
+2,496
+87% +$219K
UAA icon
168
Under Armour
UAA
$2.6B
$399K 0.1%
8,250
+2,168
+36% +$103K
ADP icon
169
Automatic Data Processing
ADP
$108B
$393K 0.1%
4,900
-1,346
-22% -$108K
BMY icon
170
Bristol-Myers Squibb
BMY
$132B
$392K 0.1%
6,637
+3,899
+142% +$247K
RTX icon
171
RTX Corp
RTX
$301B
$390K 0.1%
6,979
+3,081
+79% +$190K
GOVT icon
172
iShares US Treasury Bond ETF
GOVT
$43.6B
$387K 0.1%
15,251
+566
+4% +$14.3K
FEX icon
173
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$378K 0.1%
9,062
-301
-3% -$13.4K
FM
174
DELISTED
iShares Frontier and Select EM ETF
FM
$378K 0.1%
15,038
+12,065
+406% +$328K
CWB icon
175
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$376K 0.1%
8,411
-704
-8% -$32.7K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.