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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
151
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$521K 0.14%
4,895
+550
+13% +$59.6K
LEG icon
152
Leggett & Platt
LEG
$1.4B
$518K 0.14%
10,647
+600
+6% +$28K
MINT icon
153
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$512K 0.14%
5,068
+1,300
+35% +$132K
VWOB icon
154
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$504K 0.14%
6,555
+1,310
+25% +$102K
VZ icon
155
Verizon
VZ
$193B
$503K 0.14%
10,811
-509
-4% -$24.9K
ADP icon
156
Automatic Data Processing
ADP
$107B
$501K 0.14%
6,246
+106
+2% +$9.04K
OIH icon
157
VanEck Oil Services ETF
OIH
$1.91B
$500K 0.14%
718
-128
-15% -$94.6K
FXO icon
158
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$497K 0.13%
20,950
-214
-1% -$5.12K
SO icon
159
Southern Company
SO
$107B
$467K 0.13%
11,157
-2,638
-19% -$115K
MAIN icon
160
Main Street Capital
MAIN
$5.31B
$456K 0.12%
14,304
-528
-4% -$16.5K
IVW icon
161
iShares S&P 500 Growth ETF
IVW
$77.1B
$451K 0.12%
15,848
-2,232
-12% -$64.7K
UDF
162
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$448K 0.12%
25,670
– –
CWB icon
163
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$433K 0.12%
9,115
+540
+6% +$26.2K
HP icon
164
Helmerich & Payne
HP
$3.33B
$433K 0.12%
6,159
+1,494
+32% +$110K
FEX icon
165
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$429K 0.12%
9,363
– –
KMI icon
166
Kinder Morgan
KMI
$69.3B
$422K 0.11%
11,018
-197
-2% -$8.22K
IWC icon
167
iShares Micro-Cap ETF
IWC
$1.5B
$412K 0.11%
5,058
+1,117
+28% +$89.7K
VER
168
DELISTED
VEREIT, Inc.
VER
$412K 0.11%
10,155
+5,821
+134% +$263K
BAC icon
169
Bank of America
BAC
$442B
$410K 0.11%
24,130
-7,316
-23% -$121K
FCX icon
170
Freeport-McMoran
FCX
$97.1B
$409K 0.11%
21,987
+751
+4% +$15.5K
ABT icon
171
Abbott
ABT
$183B
$407K 0.11%
8,308
-63,587
-88% -$3.05M
IVE icon
172
iShares S&P 500 Value ETF
IVE
$49.7B
$406K 0.11%
4,410
+401
+10% +$37.8K
HBAN icon
173
Huntington Bancshares
HBAN
$35.6B
$396K 0.11%
35,031
+21
+0.1% +$235
SHM icon
174
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$384K 0.1%
7,922
+504
+7% +$24.4K
VCSH icon
175
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$383K 0.1%
4,818
-316
-6% -$25.3K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.