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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
151
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$453K 0.14%
3,734
-174
-4% -$21.1K
MUB icon
152
iShares National Muni Bond ETF
MUB
$45.3B
$450K 0.14%
4,107
+2,585
+170% +$282K
DJP icon
153
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
$434K 0.13%
12,624
-3,354
-21% -$123K
UDF
154
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$428K 0.13%
+21,579
New +$408K
VCSH icon
155
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$425K 0.13%
5,321
+464
+10% +$37.2K
FEX icon
156
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$412K 0.12%
9,463
– –
IVE icon
157
iShares S&P 500 Value ETF
IVE
$49.6B
$402K 0.12%
4,458
+1
+0% +$91
ULST icon
158
State Street Ultra Short Term Bond ETF
ULST
$526M
$402K 0.12%
+10,020
New +$402K
WMT icon
159
Walmart Inc
WMT
$892B
$399K 0.12%
15,648
-82,485
-84% -$2.08M
INTC icon
160
Intel
INTC
$503B
$388K 0.12%
11,135
+104
+0.9% +$3.52K
APD icon
161
Air Products & Chemicals
APD
$66.8B
$379K 0.11%
3,146
+554
+21% +$67.7K
FISV
162
Fiserv Inc
FISV
$28.9B
$378K 0.11%
11,700
– –
BKLN icon
163
Invesco Senior Loan ETF
BKLN
$6.81B
$377K 0.11%
15,531
-2,143
-12% -$52.8K
POT
164
DELISTED
Potash Corp Of Saskatchewan
POT
$375K 0.11%
10,855
+3,628
+50% +$128K
USRT icon
165
iShares Core US REIT ETF
USRT
$4.6B
$374K 0.11%
8,848
+322
+4% +$14.2K
WBA
166
DELISTED
Walgreens Boots Alliance
WBA
$374K 0.11%
6,306
+2,421
+62% +$159K
VDC icon
167
Vanguard Consumer Staples ETF
VDC
$7.98B
$372K 0.11%
3,168
+549
+21% +$63.9K
PSP icon
168
Invesco Global Listed Private Equity ETF
PSP
$243M
$365K 0.11%
6,572
+102
+2% +$6.03K
HR icon
169
Healthcare Realty
HR
$6.92B
$352K 0.11%
15,164
-411
-3% -$9.97K
WPC icon
170
W.P. Carey
WPC
$16.4B
$342K 0.1%
5,473
+3,646
+200% +$239K
DEM icon
171
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$341K 0.1%
7,128
-362
-5% -$18.9K
DHR icon
172
Danaher
DHR
$141B
$339K 0.1%
6,630
-1,488
-18% -$76.5K
VTI icon
173
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$338K 0.1%
3,343
-2,783
-45% -$285K
VCIT icon
174
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$336K 0.1%
3,915
+533
+16% +$46K
DISH
175
DELISTED
DISH Network Corp.
DISH
$335K 0.1%
5,180
+4,000
+339% +$258K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.