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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
151
Fiserv Inc
FISV
$28.9B
$332K 0.14%
11,700
– –
HBAN icon
152
Huntington Bancshares
HBAN
$35.1B
$332K 0.14%
+33,270
New +$316K
SYY icon
153
Sysco
SYY
$40.4B
$322K 0.14%
8,900
+1,000
+13% +$35.9K
VGSH icon
154
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$308K 0.13%
5,053
-106
-2% -$6.46K
APD icon
155
Air Products & Chemicals
APD
$66.8B
$297K 0.13%
2,700
+540
+25% +$57.3K
SEP
156
DELISTED
Spectra Engy Parters Lp
SEP
$291K 0.12%
5,952
-107
-2% -$4.93K
VDC icon
157
Vanguard Consumer Staples ETF
VDC
$7.98B
$290K 0.12%
2,619
– –
HYG icon
158
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$289K 0.12%
3,062
+1,954
+176% +$183K
INTC icon
159
Intel
INTC
$503B
$287K 0.12%
11,120
+1,341
+14% +$33.5K
PDM
160
Piedmont Realty Trust
PDM
$1.18B
$275K 0.12%
16,036
+11,568
+259% +$194K
PFE icon
161
Pfizer
PFE
$149B
$273K 0.12%
8,942
+4,723
+112% +$141K
BHI
162
DELISTED
Baker Hughes
BHI
$267K 0.11%
4,103
– –
IJJ icon
163
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$261K 0.11%
4,336
+2,720
+168% +$159K
SSYS icon
164
Stratasys
SSYS
$760M
$255K 0.11%
2,400
+500
+26% +$59.8K
SRCL
165
DELISTED
Stericycle Inc
SRCL
$250K 0.11%
2,200
– –
FXN icon
166
First Trust Energy AlphaDEX Fund
FXN
$369M
$249K 0.11%
+9,500
New +$236K
EBAY icon
167
eBay
EBAY
$48.9B
$248K 0.11%
+10,659
New +$248K
WBA
168
DELISTED
Walgreens Boots Alliance
WBA
$243K 0.1%
3,679
+6
+0.2% +$377
FDX icon
169
FedEx
FDX
$74.7B
$238K 0.1%
1,799
+1,784
+11,893% +$242K
IBB icon
170
iShares Biotechnology ETF
IBB
$9.53B
$228K 0.1%
2,898
-7,491
-72% -$624K
VXF icon
171
Vanguard Extended Market ETF
VXF
$31.2B
$224K 0.09%
2,638
+425
+19% +$35.5K
CVX icon
172
Chevron
CVX
$371B
$223K 0.09%
1,872
+1,042
+126% +$121K
SHY icon
173
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$222K 0.09%
2,632
+721
+38% +$60.9K
ITW icon
174
Illinois Tool Works
ITW
$84.8B
$221K 0.09%
2,722
+8
+0.3% +$647
AEP icon
175
American Electric Power
AEP
$68.2B
$218K 0.09%
4,304
-806
-16% -$39.2K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.