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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAS icon
151
Cintas
CTAS
$80.5B
$197K 0.11%
+13,200
New +$179K
WFC icon
152
Wells Fargo
WFC
$266B
$187K 0.11%
4,111
+2,368
+136% +$102K
IJS icon
153
iShares S&P Small-Cap 600 Value ETF
IJS
$8.29B
$185K 0.11%
3,334
+64
+2% +$3.42K
HES
154
DELISTED
Hess
HES
$184K 0.11%
+2,217
New +$180K
VXF icon
155
Vanguard Extended Market ETF
VXF
$31.2B
$183K 0.1%
+2,213
New +$177K
IYH icon
156
iShares US Healthcare ETF
IYH
$3.49B
$181K 0.1%
7,755
-27,455
-78% -$617K
EMN icon
157
Eastman Chemical
EMN
$8.45B
$178K 0.1%
2,210
+1,170
+113% +$90.8K
F icon
158
Ford
F
$55.3B
$174K 0.1%
11,268
-41,148
-79% -$690K
RDS.B
159
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$174K 0.1%
2,312
+912
+65% +$64.2K
ABT icon
160
Abbott
ABT
$186B
$173K 0.1%
4,525
-2,701
-37% -$99.6K
VGIT icon
161
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$173K 0.1%
2,761
+1,327
+93% +$84.5K
HSBC.PRA
162
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$170K 0.1%
6,900
– –
VUG icon
163
Vanguard Morningstar Growth ETF
VUG
$230B
$169K 0.1%
10,902
-32,670
-75% -$483K
SHY icon
164
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$161K 0.09%
1,911
+1,712
+860% +$145K
OMC icon
165
Omnicom Group
OMC
$22.6B
$158K 0.09%
+2,130
New +$146K
PAA icon
166
Plains All American Pipeline
PAA
$16.6B
$157K 0.09%
3,035
+2,899
+2,132% +$148K
VIG icon
167
Vanguard Dividend Appreciation ETF
VIG
$114B
$156K 0.09%
2,069
+2
+0.1% +$146
BWX icon
168
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$155K 0.09%
5,386
-512
-9% -$14.9K
QCOM icon
169
Qualcomm
QCOM
$169B
$155K 0.09%
2,088
+298
+17% +$21K
POT
170
DELISTED
Potash Corp Of Saskatchewan
POT
$154K 0.09%
4,668
+4,228
+961% +$135K
BAC icon
171
Bank of America
BAC
$440B
$153K 0.09%
9,804
-3,163
-24% -$46.9K
SVXY icon
172
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
$146K 0.08%
+4,324
New +$258K
VDE icon
173
Vanguard Energy ETF
VDE
$9.85B
$146K 0.08%
1,152
+271
+31% +$33.7K
RTX icon
174
RTX Corp
RTX
$301B
$141K 0.08%
1,967
+898
+84% +$61.2K
ADRE
175
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$140K 0.08%
3,768
-370
-9% -$13.9K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.