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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
151
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$242K 0.14%
+10,725
New +$241K
ABT icon
152
Abbott
ABT
$187B
$240K 0.14%
7,226
-122
-2% -$4.28K
MUB icon
153
iShares National Muni Bond ETF
MUB
$45.3B
$232K 0.14%
2,222
-540
-20% -$55.8K
VPU
154
Vanguard Utilities ETF
VPU
$8.3B
$227K 0.13%
2,781
+1,044
+60% +$86.9K
EBAY icon
155
eBay
EBAY
$48.9B
$223K 0.13%
+9,504
New +$213K
FXD icon
156
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$223K 0.13%
7,528
-1,918
-20% -$55.2K
FXR icon
157
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
$222K 0.13%
8,871
-1,894
-18% -$45.8K
FXH icon
158
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$218K 0.13%
5,037
+3,232
+179% +$136K
PFE icon
159
Pfizer
PFE
$149B
$217K 0.13%
7,975
-1,155
-13% -$31.4K
STIP icon
160
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$214K 0.13%
2,115
+343
+19% +$34.7K
EPD icon
161
Enterprise Products Partners
EPD
$82.3B
$213K 0.12%
6,964
-2,490
-26% -$76.1K
FDX icon
162
FedEx
FDX
$74.7B
$206K 0.12%
1,799
– –
SCHC icon
163
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$201K 0.12%
+6,501
New +$191K
X
164
DELISTED
US Steel
X
$196K 0.11%
9,528
+14
+0.1% +$264
SYY icon
165
Sysco
SYY
$40.4B
$194K 0.11%
6,105
+1,350
+28% +$45.3K
VYM icon
166
Vanguard High Dividend Yield ETF
VYM
$82.3B
$194K 0.11%
3,380
-9,403
-74% -$546K
AEP icon
167
American Electric Power
AEP
$68.2B
$191K 0.11%
4,415
+1,723
+64% +$76.6K
SCHR
168
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$190K 0.11%
7,196
+7,194
+359,700% +$189K
HYG icon
169
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$188K 0.11%
2,055
-624
-23% -$57.2K
DHR icon
170
Danaher
DHR
$141B
$187K 0.11%
4,017
– –
SCHO icon
171
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$187K 0.11%
+7,400
New +$187K
BAC icon
172
Bank of America
BAC
$441B
$179K 0.1%
12,967
-11,578
-47% -$165K
VBR icon
173
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$178K 0.1%
1,973
-1,019
-34% -$90.2K
WPRT
174
Westport Fuel Systems
WPRT
$35.1M
$175K 0.1%
725
+120
+20% +$35K
BWX icon
175
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$172K 0.1%
5,898
-70,500
-92% -$2.02M
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.