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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
126
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$3.23M 0.23%
47,706
-1,177
-2% -$75.7K
VXF icon
127
Vanguard Extended Market ETF
VXF
$31.9B
$3.2M 0.22%
17,608
+1,258
+8% +$220K
XLV icon
128
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$3.1M 0.22%
20,129
+512
+3% +$77.6K
FYX icon
129
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$3.02M 0.21%
30,331
+250
+0.8% +$24K
XLRE icon
130
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$2.99M 0.21%
66,894
-110,963
-62% -$4.68M
CINF icon
131
Cincinnati Financial
CINF
$27.1B
$2.9M 0.2%
21,283
-15,664
-42% -$2.03M
IWC icon
132
iShares Micro-Cap ETF
IWC
$1.5B
$2.83M 0.2%
22,910
+511
+2% +$61.8K
IWM icon
133
iShares Russell 2000 ETF
IWM
$81.9B
$2.77M 0.19%
12,554
-932
-7% -$199K
SCHV
134
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.73M 0.19%
102,000
+4,143
+4% +$106K
ETN icon
135
Eaton
ETN
$174B
$2.73M 0.19%
8,232
-1,253
-13% -$383K
TDIV icon
136
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.71M 0.19%
33,781
-11,705
-26% -$897K
NFTY icon
137
First Trust India Nifty 50 Equal Weight ETF
NFTY
$119M
$2.7M 0.19%
41,667
-72,679
-64% -$4.53M
RSPT icon
138
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$2.62M 0.18%
69,431
-140,588
-67% -$5.12M
USMV icon
139
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.61M 0.18%
28,589
-9,060
-24% -$799K
FYT icon
140
First Trust Small Cap Value AlphaDEX Fund
FYT
$201M
$2.6M 0.18%
46,878
-86,536
-65% -$4.73M
VRIG icon
141
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$2.6M 0.18%
103,752
+5,286
+5% +$133K
SO icon
142
Southern Company
SO
$107B
$2.56M 0.18%
28,428
-413
-1% -$35.3K
AVGO icon
143
Broadcom
AVGO
$2.04T
$2.56M 0.18%
14,852
+1,022
+7% +$164K
OEF icon
144
iShares S&P 100 ETF
OEF
$20.5B
$2.55M 0.18%
9,202
+568
+7% +$152K
VSS icon
145
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.53M 0.18%
20,108
+588
+3% +$70.9K
IWF icon
146
iShares Russell 1000 Growth ETF
IWF
$128B
$2.53M 0.18%
26,940
-3,424
-11% -$310K
SLB icon
147
SLB Ltd
SLB
$75B
$2.51M 0.18%
59,923
+55,085
+1,139% +$2.45M
LRCX icon
148
Lam Research
LRCX
$390B
$2.48M 0.17%
30,340
-2,530
-8% -$220K
DHR icon
149
Danaher
DHR
$144B
$2.47M 0.17%
8,897
+316
+4% +$83.6K
SMH icon
150
VanEck Semiconductor ETF
SMH
$71.8B
$2.45M 0.17%
9,990
+1,219
+14% +$296K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.