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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
126
Lam Research
LRCX
$390B
$3.23M 0.22%
33,220
+3,140
+10% +$276K
QMAR icon
127
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$3.21M 0.22%
121,212
+33,867
+39% +$879K
TDIV icon
128
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$3.2M 0.22%
45,876
-1,758
-4% -$118K
CLX icon
129
Clorox
CLX
$12.7B
$3.17M 0.22%
20,678
+1,299
+7% +$194K
USMV icon
130
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$3.16M 0.22%
37,856
-14,285
-27% -$1.15M
XLV icon
131
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$3.07M 0.21%
20,811
+4,976
+31% +$714K
XLK icon
132
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.04M 0.21%
29,240
+2,770
+10% +$280K
SCZ icon
133
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$3.02M 0.21%
47,707
+1,834
+4% +$112K
VWOB icon
134
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$3M 0.21%
46,951
+1,035
+2% +$65.1K
XOM icon
135
ExxonMobil
XOM
$634B
$2.99M 0.2%
25,737
+4,860
+23% +$508K
VTV icon
136
Vanguard Morningstar Value ETF
VTV
$192B
$2.94M 0.2%
18,072
-7
-0% -$1.08K
XLP icon
137
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$2.94M 0.2%
38,438
+2,256
+6% +$167K
TLT icon
138
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$2.91M 0.2%
30,723
-9,206
-23% -$871K
EMXC icon
139
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$2.9M 0.2%
50,443
+17,947
+55% +$998K
FTA icon
140
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.85M 0.19%
37,294
-73,599
-66% -$5.28M
FYX icon
141
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$2.82M 0.19%
30,254
-50,922
-63% -$4.56M
VXF icon
142
Vanguard Extended Market ETF
VXF
$31.9B
$2.81M 0.19%
16,060
+495
+3% +$82.2K
BUFR icon
143
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$2.79M 0.19%
+99,790
New +$2.72M
IWC icon
144
iShares Micro-Cap ETF
IWC
$1.5B
$2.71M 0.19%
22,388
+288
+1% +$33.1K
IWM icon
145
iShares Russell 2000 ETF
IWM
$81.9B
$2.67M 0.18%
12,692
+1,318
+12% +$263K
IWF icon
146
iShares Russell 1000 Growth ETF
IWF
$128B
$2.5M 0.17%
29,696
-204
-0.7% -$16.4K
RLY icon
147
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.49M 0.17%
88,994
+6,946
+8% +$186K
HDV
148
iShares Core High Dividend ETF
HDV
$14.8B
$2.47M 0.17%
112,140
-890
-0.8% -$18.7K
B
149
Barrick Mining
B
$73.2B
$2.46M 0.17%
+148,025
New +$2.32M
VCLT icon
150
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.45M 0.17%
31,328
-17,617
-36% -$1.37M
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.